Compliance Specialist, Anz

1 week ago

Sydney, Australia CSC (Corporation Service Company) Full time

**Your Position**

You will report directly to the Compliance Director for APAC CLS with linage to the Global Head of Compliance CLS and also and be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well as in-house policies and procedures for Australia and New Zealand. Your key responsibilities will include
- Act as the Deputy Money Laundering Reporting Officer (“MLRO”) for CSC Australia and CSC New Zealand entities
- Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice
- Liaise with the local regulators
- To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s)
- Liaise and deal with Internal Audit inspections or enquiries
- To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required)
- To conduct risk & compliance induction to new staff and provide ongoing risk & compliance training to existing staff
- To prepare relevant risk & compliance management information & reports
- To participate in ad hoc risk & compliance related projects

**Your Profile**
- Degree holder in Law, Accounting, Finance or related discipline
- Minimum of 5 years’ experience in compliance
- Solid experience in managing risk & compliance framework in accordance to regulatory and statutory requirements
- Preferably with experience in trust/corporate/fund administration services/financial industry
- Sound knowledge of local regulations including both Australia and New Zealand rules and regulations AML qualifications (ACAMs or equivalent)
- Strong organization and time management skills
- Ability to independently and effectively work with different stakeholders
- Good command of both written and spoken English. A second language will be an advantage
- Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills

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