Compliance Analyst

1 week ago

Sydney, Australia Bluefin Resources Full time

**Company**

A successful and progressive leading Financial Services company that provides specialist products to a wide range of customers.

Join at an exciting time as the organisation is experiencing growth and places great emphasis on utilising data-driven approaches to decision-making, alongside maintaining an ongoing evolution of their product portfolio to adapt to the dynamic and evolving requirements of their clientele.

**Role**

The role of Compliance Officer has the responsibility of supporting the Compliance Manager and Head of Risk & Compliance in maintaining and improving the Compliance Framework. It is an all-encompassing compliance function that is bestowed with delegated accountability for some of the group's fundamental compliance functions, encompassing marketing due diligence.

As a member of a tight-knit team, your primary duty will involve managing the compliance framework throughout the organisation, while also offering guidance and approval on crucial marketing materials and internal protocols. You will be responsible for evaluating potential and real compliance incidents, detecting compliance discrepancies, and collaborating with key stakeholders to address them effectively.

**Skills and experience**
- 2+ years compliance experience across Financial Services products is a must
- Ideally have knowledge across current regulations surrounding the Australian Financial Services landscape
- Working knowledge of ASIC Regulatory Guides and Financial Services Law
- Good Stakeholder management skills including proven influencing skills
- Relevant tertiary qualifications
- Legal background beneficial but not mandatory

**Benefits**
- Parking available for free and Sydney Metro located close by
- Hybrid working model - 3 days in office and 2 days at home
- Annual travel/parking allowance
- Professional development opportunities on offer such as leadership workshops
- Health & well-being initiatives
- On-site Gym and weekly lunch provided
- Collegiate and collaborative working environment

**How to apply**

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