Financial Regulatory Advisor

3 days ago Be among the first 25 applicantsDirect message the job poster from One26 Financial Services GroupMaster of Neuro Synch, NLP, Author, Corporate Trainer, Mentor, Business Growth Consultant and SpeakerCompany DescriptionOne26 Financial Services Group offers a range of financial services to individual investors and financial planning firms. The...

About WizeTalent's Lead Financial Advisor Role:We are seeking a highly skilled and experienced senior accountant to join our team as a lead financial advisor. As a member of our team, you will work with experienced professionals dedicated to delivering exceptional service to our clients across Australia.Our team provides comprehensive accounting services,...

Title:Financial Service Advisor - Licensed Series 65.Functions:Client Servicing & Advisor Support.Type:Full Time.Salary:Salary + Variable Compensation Package.Experience:FINRA Series 65 Required, CFP designation required.Reports To:Principal of Practice.Location:Spring Hill, Florida.About Campbell & Company:Welcome to Campbell & Company Wealth Advisors and...

What we are looking for:We are seeking a Regulatory Compliance Advisor to join our Compliance and Quality team. In this role, you will ensure the organisation meets regulatory authority requirements and remains compliant with the National Law and Regulations through effective actions and oversight.The role:- Being the first point of contact between...

About This RoleWe are seeking a highly experienced Senior Financial Advisor to join our team on a contract basis. As a Senior Financial Advisor, you will be responsible for providing financial management services, financial performance information, and specialist advice to clients.The role involves:Providing financial management services, including financial...

**Company Overview**One26 Financial Services Group is a leading provider of financial services to individual investors and financial planning firms.We aim to empower clients to make strategic financial decisions by offering tailored investment advice and guidance.Our focus on financial empowerment enables clients to achieve sustainable quantitative...

At Morgans, we strive to create a workplace that fosters growth, stability, and community. As a Financial Advisor Assistant, you will be part of a dynamic team dedicated to delivering exceptional client experiences.About the JobThis role offers a unique opportunity to gain hands-on experience in financial services, working closely with experienced advisors...

We are seeking a Senior Financial Services Regulatory Lawyer to join our Australian Legal team.As a key member of the FSI practices group, you will provide general Insurance and Financial Services Regulatory advice across the business and various stakeholders.Your core responsibilities will include:Identifying and advising on legal risk management in sales,...

At Morgans, we value our people and community:- Benefits & Perks: We offer attractive benefits including a newly refurbished office, family-friendly office space, team member referral bonus, and recognition and rewards.- Culture and Stability: Experience a strong sense of belonging. Our human-first culture is built on communication, with an open-door policy,...

About the RoleThe company is seeking a Strategic Financial Advisor to join its Strategy and Finance Group. This pivotal role involves leading management accounting for a diverse range of cost centres, guiding the company's financial direction.Lead budgeting and forecasting for more than 20 cost centres.Delve into monthly performance insights that directly...

Employment Status: Full-Time OR Part-TimeThe Australian Securities & Investments Commission (ASIC) is a key player in maintaining the integrity of the financial system and protecting consumers from harm. As a Senior Analyst/Lawyer, you will contribute to delivering on ASIC's purpose, vision, and strategic priorities.You will lead risk-based supervision and...

About the JobWe are looking for a Financial Services Advisor to join our team. As a key member of our digital advice platform, you will be responsible for ensuring the delivery of an enhanced digital advice platform.Main ResponsibilitiesGather and document business and technical requirements for our digital solutions.Work closely with stakeholders to refine...

Job SummaryThe Senior Vice President, Legal Commercial, Operations & Compliance will serve as a key legal advisor to the company, overseeing legal matters related to commercial, corporate operations, regulatory and compliance, and new product launches.This role will provide strategic legal guidance to cross-functional teams, ensuring that business operations...

We're passionate about empowering individuals and families through ethical financial solutions. Join us at Halal Loans, where you'll be part of a mission-driven organization dedicated to transforming the financial landscape.As an Islamic Finance Advisor, you'll play a key role in providing expert guidance and support to clients seeking Halal financing...

We are seeking a Regulatory Compliance Advisor to join our Compliance and Quality team. In this role, you will ensure the organisation meets regulatory authority requirements and remains compliant with the National Law and Regulations through effective actions and oversight.The key responsibilities of this role include:Being the first point of contact...

Affinity Education Group is a value-driven organisation dedicated to inspiring and nurturing individuals to reach their full potential. We are committed to upholding the safety, rights, and wellbeing of all children and promote a culture of child safety with a zero-tolerance approach to child abuse and harm. Our Safety Commitment also prioritises the safety,...

Empowering Financial Futures with Islamic PrinciplesJoin us at Halal Loans, where we're pioneering a new era in ethical financing solutions. As an Islamic Finance Advisor, you'll play a vital role in helping individuals and families achieve their financial goals while staying true to Islamic values.Our Mission:To offer transparent and Sharia-compliant...

Company Overview:Allianz Popular SL is a leading financial services provider with a strong presence in the Australian market.We are committed to delivering excellent customer experiences and providing innovative solutions to meet the evolving needs of our clients.Job Description:We are seeking a Legal Counsel who will report to the Senior Corporate Counsel...

We're looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our AML team, you will be responsible for ensuring that our customers' transactions are compliant with regulatory requirements. Your expertise will be crucial in identifying and mitigating potential financial crime risks.About EntainWe have a host of leading brands...

As our highly valued Regulatory Reporting Analyst, you will be responsible for the preparation of the monthly, quarterly, and annual regulatory returns for Great Southern Bank in accordance with the authorised deposit-taking institutions (ADI) prudential and reporting standards to APRA.Regulatory reporting experience in Economic and Financial Statistics...