Senior Compliance Advisor

5 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $160,000
Compliance Advisory Manager Job Description

This role will be based in Sydney or Melbourne, requiring a hybrid work arrangement with at least three days per week spent in the office.

Job Responsibilities:
  • Provide expert compliance advisory services to relevant stakeholders across the organization.
  • Support the development and enhancement of comprehensive compliance frameworks and policies, and processes that enable the organisation to effectively manage compliance risks.
  • Undertake Line 2 activities for obligations management, including the maintenance of the obligations library.
  • Ensure the establishment and implementation of effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations, while identifying areas for improvement and enhancing compliance measures across the organisation.
  • Manage and maintain appropriate financial services and trustee licensing and authorisations of entities.
  • Undertake Line 2 activities for conflicts management, including governance, conducting conflicts of interest assessments and preparation of conflicts management plans as required fit and proper requirements including assessments of persons in regulated roles, appointments and removals of Responsible Persons and Responsible Managers.
  • Undertake reviews of compliance plans for managed investment schemes.
  • Review product disclosure documentation and marketing collateral.
  • Conduct training on compliance frameworks and policies.
Required Skills and Qualifications:
  • Experienced compliance professional working in a similar role in regulatory compliance or legal areas with experience in the Australian financial services industry preferred.
  • Experience in interpreting and applying associated legislative requirements.
  • Excellent communication and presentation skills.
  • Ability to provide pragmatic and strategic advice to the Business, senior executives and Board stakeholders in respect of risk culture behaviours and consequence, controls, process and administrative matters.
Why This Role Matters:
  • Ability to drive positive outcomes and bring about change within a large organisation.
  • In depth knowledge and understanding of regulatory obligations in relation to superannuation, investments, financial advice, administration and insurance broking.

We offer a range of benefits and opportunities for professional development. You can expect a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.

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