Compliance Product Officer

23 hours ago

Sydney, New South Wales, Australia Citi Full time
Job Title: Vice President, Compliance Product Officer, Control Room

Citi is seeking a highly skilled Compliance Product Officer to join our team in Sydney, Australia. As a key member of our Independent Compliance Risk Management (ICRM) team, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.

Key Responsibilities:
  • Monitor compliance risk behaviors and provide day-to-day Compliance advice relating to the handling of watchlist, restricted list, wall crossings, information barriers, and insider trading/dealing risk.
  • Assist in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM Control Room.
  • Provide guidance on rules and regulations relating to insider dealing risk, as well as provide transactional approvals and interpretation of internal compliance policies.
  • Collaborate with other internal areas, including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues that may impact the supported business lines.
  • Support the business in performing timely compliance reviews of new products.
  • Assist in the development and administration of Compliance training for the supported function/business/product.
Requirements:
  • Knowledge of Compliance laws, rules, regulations, risks, and typologies, particularly those related to watchlist, restricted list, wall crossings, information barriers, and insider trading/dealing.
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
  • Strong written and verbal communication and interpersonal skills.
  • Ability to both work collaboratively and independently; ability to navigate a complex organization.
  • Advanced analytical skills.
  • Ability to both work independently and collaborate with team members.
  • Excellent project management and organizational skills and capability to handle multiple projects at one time.
  • Proficient in MS Office applications (Excel, Word, PowerPoint).
  • Demonstrated knowledge in area of focus.
  • Relevant certifications desirable.
Education:

Bachelor's degree or equivalent Control Room experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of businesses supported and the related regulatory requirements; Advanced degree preferred.

Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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