Compliance Expert for Funds Management

2 weeks ago


Bayside, New York, Australia Kaizen Recruitment Full time

About the Company

Kaizen Recruitment is a renowned recruitment agency specializing in finance and risk management roles. Our mission is to connect top talent with leading organizations, fostering growth and success.

Job Overview

We are seeking an experienced Junior Compliance Analyst- Funds Management to join our client's team. As a key member of the organization, you will play a pivotal role in maintaining compliance frameworks and ensuring adherence to regulatory requirements.

Key Responsibilities:

  • Evaluate internal documents, focusing on daily files from the Loans team, to ensure accuracy and timeliness.
  • Collaborate with the Loans and Investments team to deliver administrative requirements efficiently.
  • Review and maintain the accuracy of documents by analyzing frameworks and plans.
  • Upskill the broader team on compliance-related matters through training and workshops.
  • Contribute to risk assessments and reviews, including AML/CTF, to identify potential threats.
  • Servicing and answering enquiries regarding compliance to ensure seamless operations.

Requirements:

  • Tertiary degree qualifications in law, commerce, economics, finance, or related fields.
  • 1-2 years of experience in a compliance, assurance, or audit role.
  • Previous experience within financial services is essential.
  • Demonstrated strong analytical and problem-solving abilities.

About the Role

This is an exceptional opportunity for a Junior Compliance Analyst to grow their career on a close-knit collaborative team. You will have a direct impact on the compliance outcomes of a growing organization, working in a dynamic environment that values employee well-being and development.

What We Offer:

  • A competitive salary range of AU$80,000 - AU$110,000 per annum, depending on experience.
  • A subsidised dedicated parking spot.
  • Tickets to external events.
  • Birthday lunches and team drinks.
  • Paid parental leave.
  • A gym membership.


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