Ethics and Compliance Specialist
3 weeks ago
We are seeking an experienced Ethics and Compliance Specialist to join our team in Sydney, NSW. As an investigator with professional conduct complaints, you will have the opportunity to make a meaningful impact on the financial industry.
This is a unique chance to work with the CA ANZ Disciplinary panels, investigating breaches of the Code of Ethics and engaging professionally with members, complainants, and key stakeholders.
Key Responsibilities:- Investigate complaints initiated by the Professional Conduct Committee and members of the public
- Prepare matters for committee meetings and disciplinary proceedings
- Communicate with relevant parties on complaints and progress
- Ensure compliance with legal and ethical obligations
- Assist in training disciplinary panel members
To be successful in this role, you will need to have a background in legal practice, experience working in complaints or a regulatory environment, and strong analytical and business communication skills.
You must also be able to work autonomously, meet deadlines, and maintain high standards while adapting easily to changing situations.
What We Offer- A competitive salary package estimated at AU$120,000 - AU$150,000 per annum, depending on experience
- A collaborative and supportive team environment
- Opportunities for professional growth and development
- An engaging and dynamic work environment
- Flexible work arrangements to support work-life balance
Chartered Accountants Australia and New Zealand (CA ANZ) represents more than 139,000 financial professionals, supporting them to build value and make a difference to the businesses, organisations, and communities in which they work and live.
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