Compliance Officer

6 days ago

Melbourne, Victoria, Australia Pitcher Partners Full time

We are a leading network of independent Australian accounting, audit and business advisory firms. Our team is committed to enabling growth and ambition for our clients and colleagues.

We support each other in our endeavors. We learn from one another. We strive to foster relationships that nurture and empower every individual.

Our commitment to you

At Pitcher Partners, we believe success is better shared. We invest in the future of our people, fostering a culture that supports us all. When you join us, we will support your career development through various initiatives:

  • Tailored leadership and professional development programs designed to enhance your skills.
  • Secondment opportunities across practice groups internally and internationally through the Baker Tilly International network.

Your flexibility and well-being

We offer hybrid and flexible working arrangements to ensure work-life balance. Our benefits include:

  • Mental health first aid training to promote a healthy workplace.
  • Onsite massages and pilates classes to reduce stress.
  • An Employee Assistance Program to provide confidential support.
  • Lifestyle and retail discounts through Pitcher+.
  • A free barista-made coffee service at our onsite café, The Hub.
  • Income protection insurance to safeguard your financial security.

We're proud to be a WORK180 Endorsed Employer for All Women. This distinction recognizes our continued commitment to the careers of women by offering benefits and policies that support diversity, equity and inclusion.

About the role

This Compliance Officer - Risk Management position plays a crucial role in supporting the wider Pitcher Partners firm across all risk, compliance and quality management functions. You will have a strong focus on the compliance functions of the firm's large investment advisory and custodian practice – Pitcher Partners Investment Services.

Key responsibilities

You will be responsible for:

  • Maintaining and monitoring the firm's compliance with its AFSL Obligations.
  • Assisting with the administration of regulatory, industry and licensee portals and reporting, maintenance of internal registers.
  • Conducting internal reviews including file, banking and advisory reviews of investment advisory files.
  • Assisting with external independent audits.
  • Developing and maintaining training plans for representatives and monitoring compliance against these plans.
  • Interpreting laws and non-technical accounting standards that affect the firm and participating in the development of policies, procedures and training and the testing and monitoring of associated controls.
  • Other general compliance and administrative functions such as preparing Board packs and taking minutes, identifying and interpreting legislative changes and advising advisers and staff on the application of various financial services laws.

Salary: $90,000 - $120,000 per annum

  • Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia ACS Australia Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Compliance Officer to join our team at ACS Australia.As a Compliance Officer, you will play a key role in ensuring our organization's regulatory compliance and risk management practices are aligned with industry standards.Key Responsibilities:Conduct quality assurance reviews of education...

  • Compliance Officer

    1 month ago

    Melbourne, Victoria, Australia Rest Full time

    Job DescriptionRest is seeking a highly skilled Compliance Officer to join their team. As a key member of the Compliance team, you will play a critical role in maintaining and monitoring Rest's Compliance Management Framework to ensure compliance with relevant legislation, regulations, codes, and standards.Key Responsibilities:Maintenance and monitoring of...

  • Principal Compliance Officer

    4 weeks ago

    Melbourne, Victoria, Australia Labour Hire Authority Full time

    About the RoleThe Labour Hire Authority is seeking a highly skilled Principal Compliance Officer to lead our Compliance Program. As a key member of our Intelligence, Compliance and Enforcement Division, you will be responsible for developing and executing elements of our Compliance Program, with a focus on high-risk industries and harms.Key...

  • Compliance Officer

    3 weeks ago

    West Melbourne, Victoria, Australia Linfox Pty Ltd Full time

    About This RoleLinfox Pty Ltd is seeking a Compliance Manager to join their team. This position will be based in either Sydney NSW or West Melbourne VIC.Key ResponsibilitiesPartner with operational sites across NSW & VIC to maintain and ensure compliance standards are being met.Assist sites in developing training plans to meet training compliance...

  • Planning Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Aspect Personnel Full time

    A council north of Melbourne is seeking a Planning Compliance/Investigations officer to join their team for a six-week period.Must have experience in Planning Investigations & Compliance Full-time hours, with possibility of part-time work Hourly rate dependent on experience Commitment to full-time office hours required Start date ASAP Smart casual attire The...

  • Senior Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled Senior Compliance Officer to join our team in Melbourne. The successful candidate will have a direct reporting line into our Singapore office and will be responsible for undertaking conflict searches, analysing reports, and escalating potential issues for resolution.Key ResponsibilitiesUndertake conflict searches and...

  • Environmental Compliance Officer

    4 weeks ago

    Melbourne, Victoria, Australia nrmjoEnvironmental jobs, NRM Full time

    About UsThe City of Whittlesea is a local government organisation that plays a pivotal role in the everyday lives of our community. Our vision is to make Whittlesea 2040: A Place For All by ensuring our residents can enjoy access to local services, facilities and infrastructure.Our staff are passionate, skilled and diverse, providing a great environment to...

  • Chief Compliance Officer

    2 weeks ago

    Melbourne, Victoria, Australia Swinburne University of Technology Full time

    About the RoleSwinburne University of Technology is seeking a highly skilled and experienced Chief Compliance Officer to support the University's commitment to upholding its information, compliance, and integrity obligations.This role offers an exciting opportunity to contribute to the development and continuous improvement of critical compliance frameworks...

  • Chief Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Swinburne University of Technology Full time

    About the RoleWe are seeking a highly skilled and experienced Chief Compliance Officer to support Swinburne University of Technology's commitment to upholding its information, compliance, and integrity obligations.This is an exciting opportunity to contribute to the development and continuous improvement of critical compliance frameworks and services.Key...

  • Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Brite Full time

    About the Role: Brite Services, a pioneering social enterprise, is seeking a highly skilled Compliance Officer to join our team. This 20 hour per week position is responsible for maintaining RTO compliance by coordinating the compliance calendar, overseeing internal audits, and ensuring policies and procedures are up-to-date. Key Responsibilities: ...

  • Senior Compliance Officer, Superannuation

    1 week ago

    Melbourne, Victoria, Australia Sustain Recruit Full time

    Job DescriptionWe are seeking an experienced Senior Compliance Officer to join our team at Sustain Recruit.About the RoleThis is a critical position that requires a strong understanding of superannuation risk and compliance frameworks. The successful candidate will be responsible for maintaining and improving our risk and compliance framework, overseeing the...

  • Environmental Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia nrmjoEnvironmental jobs, NRM Full time

    About the RoleThe Litter Enforcement Officer plays a vital role in maintaining the cleanliness and environmental health of our municipality. As a key member of our team, you will be responsible for implementing litter prevention campaigns, conducting investigations, and enforcing compliance with local regulations.Key ResponsibilitiesDevelop and implement...

  • Chief Compliance Officer

    2 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    About UsNorton Rose Fulbright is a global law firm with a strong presence in Melbourne and Singapore.Compensation PackageWe offer an attractive compensation package that includes a salary of approximately AU$80,000 per annum, commensurate with experience, plus benefits such as flexible work arrangements and access to professional development...

  • Senior Risk and Compliance Officer

    1 month ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    We're a global law firm with a strong presence in multiple regions, seeking a highly skilled and detail-oriented individual to join our General Counsel & Risk Team. As a Senior Risk and Compliance Officer, you will play a critical role in ensuring the firm's compliance with various laws and regulatory rules, while also providing support to lawyers and PAs on...

  • Licensing Officer

    3 weeks ago

    Melbourne, Victoria, Australia City Facilities Management Full time

    About the OpportunityWe're seeking a highly organized and detail-focused Licensing Officer to join our team at City Facilities Management. As a key member of our operations team, you'll play a crucial role in ensuring compliance and efficiency in our licensing and induction processes.Key ResponsibilitiesOversee individual licenses and certifications,...

  • Compliance Officer

    4 weeks ago

    Melbourne, Victoria, Australia Brite Full time

    About the RoleBrite Services is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring our Registered Training Organization (RTO) meets all regulatory requirements.Key ResponsibilitiesCoordinate the compliance calendar and oversee state funding internal audits.Ensure...

  • Senior Risk and Compliance Officer

    4 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled and experienced Senior Risk and Compliance Officer to join our team in Melbourne. The successful candidate will have a direct reporting line into our Singapore office and will be responsible for undertaking conflict searches, analysing reports, and escalating potential issues for resolution.Key ResponsibilitiesUndertake...

  • Head of Compliance and Designated AML Officer

    1 month ago

    Melbourne, Victoria, Australia Capital Com Australia Limited Full time

    Job Title: Head of Compliance and Designated AML OfficerJob Summary:We are seeking a highly skilled and experienced Head of Compliance and Designated AML Officer to join our team at Capital Com Australia Limited. As a key member of our compliance department, you will be responsible for leading the development and implementation of our compliance practices...

  • Insurance and Financial Compliance Services Officer

    4 weeks ago

    Melbourne, Victoria, Australia Hudson Australia Full time

    Job Title: Insurance and Financial Compliance Services OfficerAbout the Role:The Insurance and Financial Compliance Officer will be responsible for effectively managing insurance claims and supporting financial compliance. This role is key in maintaining financial integrity throughout claims processes and ensuring adherence to financial frameworks.Key...

  • Chief Compliance Officer

    1 week ago

    Melbourne, Victoria, Australia AusNet Services Ltd Full time

    About AusNet Services LtdAusNet Services Ltd is a leading provider of essential energy infrastructure in Victoria, with a strong focus on delivering reliable, affordable, and sustainable energy to our customers.Job Title: Chief Compliance Officer - Gas & MeteringThe estimated salary for this position is AU$120,000 - AU$180,000 per annum, depending on...