Risk and Compliance Specialist

5 days ago


Melbourne, Victoria, Australia TMF Corporate Services (Aust) Pty Limited Full time

Compliance and Risk Expertise in Banking and Financial Services

TMF Corporate Services (Aust) Pty Limited seeks a highly skilled Risk and Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our company's risk and compliance framework is aligned with the latest regulatory requirements.

  • Key Responsibilities:
  • Align our Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) policies and procedures with our risk management framework.
  • Collaborate with stakeholders to develop and implement effective onboarding procedures.
  • Work closely with our compliance team to design and implement a compliance system that meets the needs of our business.
  • Assist in the review and implementation of Know Your Customer (KYC) processes.
  • Integrate our compliance framework with existing compliance tools and systems.
  • Develop and implement new policies and procedures as required.
  • Deliver training sessions to employees on compliance matters.
  • Align process flows and ensure compliance with regulatory requirements.
  • Lead and collaborate with stakeholders on audit processes, both internal and external.
  • Support compliance program activities.

Requirements:

  • Minimum of 5 years of experience in risk and compliance within the Australian financial services industry.
  • Experience with AUSTRAC, AFSL, and AML-CTF regulations.
  • Policy and governance experience within a regulated entity, interfacing with regulators.
  • Investor KYC experience.
  • In-depth knowledge of AML/CTF legislation and Corporations Act.
  • Strong working knowledge of the legal and regulatory framework.
  • Ability to lead and influence through change and work in complex environments.
  • Exceptional stakeholder management, communication, and problem-solving skills.
  • Demonstrated ability to influence others and gain support for relevant initiatives.
  • Experience in developing policies and providing training.


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