Risk and Compliance Specialist
5 days ago
Compliance and Risk Expertise in Banking and Financial Services
TMF Corporate Services (Aust) Pty Limited seeks a highly skilled Risk and Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our company's risk and compliance framework is aligned with the latest regulatory requirements.
- Key Responsibilities:
- Align our Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) policies and procedures with our risk management framework.
- Collaborate with stakeholders to develop and implement effective onboarding procedures.
- Work closely with our compliance team to design and implement a compliance system that meets the needs of our business.
- Assist in the review and implementation of Know Your Customer (KYC) processes.
- Integrate our compliance framework with existing compliance tools and systems.
- Develop and implement new policies and procedures as required.
- Deliver training sessions to employees on compliance matters.
- Align process flows and ensure compliance with regulatory requirements.
- Lead and collaborate with stakeholders on audit processes, both internal and external.
- Support compliance program activities.
Requirements:
- Minimum of 5 years of experience in risk and compliance within the Australian financial services industry.
- Experience with AUSTRAC, AFSL, and AML-CTF regulations.
- Policy and governance experience within a regulated entity, interfacing with regulators.
- Investor KYC experience.
- In-depth knowledge of AML/CTF legislation and Corporations Act.
- Strong working knowledge of the legal and regulatory framework.
- Ability to lead and influence through change and work in complex environments.
- Exceptional stakeholder management, communication, and problem-solving skills.
- Demonstrated ability to influence others and gain support for relevant initiatives.
- Experience in developing policies and providing training.
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