Compliance Expert for Financial Institutions

4 days ago


Bayside, New York, Australia Kaizen Recruitment Full time

We are seeking a highly skilled Junior Compliance Analyst to join our team at Kaizen Recruitment.

Job Description:

This is an exciting opportunity to work with a growing fund manager in the financial services industry.

  • Evaluate internal documents, including daily files from the Loans team, to ensure compliance with regulatory requirements.
  • Assist the Loans and Investments team in delivering administrative requirements in a timely manner.
  • Review frameworks and plans to maintain the accuracy of documents and uphold compliance standards.
  • Upskill the broader team on compliance-related matters and contribute to risk assessments and reviews.
  • Servicing and answering enquiries regarding compliance.
Key Responsibilities:

The successful candidate will have strong analytical and problem-solving skills, with experience working in a compliance, assurance or audit role within financial services. They will also possess tertiary degree qualifications in law, commerce, economics, finance or a related field.

Benefits:

This role offers a rare opportunity for a Junior Compliance Analyst to grow their career on a close-knit collaborative team. With ample benefits, including employee massages, a subsidised dedicated parking spot, tickets to external events, birthday lunches and team drinks, paid parental leave, a gym membership and much more.

Salary Estimate:

The estimated salary for this position is around $80,000 - $110,000 per annum, based on industry standards and the location.


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