Regulatory Lawyer Leader
5 days ago
About the Role
We are seeking a highly skilled Regulatory Lawyer to join our team at a leading international investment bank. The successful candidate will provide legal advice and expertise on financial services regulation, ensuring compliance with the Australian financial services regulatory framework.
Key Responsibilities- Provide legal advice and strategic guidance on financial services regulatory issues.
- Identify, assess, and mitigate legal risks associated with all operational units of the organisation.
- Advise on licensing requirements, applications, and ongoing compliance with financial services licensing obligations.
- Provide legal support and advice on the development, distribution, and management of financial products and services.
- Represent the organisation in regulatory investigations and proceedings and manage external counsel as required.
- Advise on governance and compliance obligations.
- Conduct internal training sessions for the business on financial services regulations, including updates to regulatory frameworks, compliance best practices, and emerging trends in financial services law.
- Ensure timely and accurate regulatory filings, disclosures, and reports are made in compliance with Australian financial services regulatory requirements.
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