Regulatory Compliance Specialist

2 weeks ago


Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $120,000

About Us

We are a global online trading and investment services provider with a strong reputation in the CFD trading industry.

Job Description

As a key member of our team, you will conduct thorough analysis of financials, legal documents, and regulatory filings related to acquisitions, partnerships, and investments within the CFD and broader financial services sectors.

Responsibilities

  • Risk Assessment: Identify and evaluate compliance, financial, and third-party risks to ensure alignment with our risk tolerance and regulatory obligations.
  • Third-Party Risk Management: Monitor and assess vendor and partner relationships for reputational, operational, and regulatory risks, ensuring continued adherence to contractual and compliance requirements.
  • Regulatory Research: Track and interpret regulatory developments in financial markets to inform due diligence strategies and ensure ongoing compliance.
  • Reporting: Prepare clear, actionable due diligence reports that highlight key findings, risk factors, and recommended mitigations for senior decision-makers.

Requirements

We are seeking an experienced individual with strong analytical and communication skills, able to work effectively in a fast-paced environment.

Benefits

This role offers opportunities for professional growth and development, as well as a competitive compensation package.



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