Compliance Risk Manager
4 days ago
About the Role
The Senior Compliance Manager - Obligations, Monitoring & Assurance is responsible for ensuring our company has identified, documented and complies with legal, regulatory and policy requirements. This includes providing compliance advice to the business and risk teams, developing and delivering training programs, and serving as a point of contact for compliance inquiries.
As a key member of our team, you will be instrumental in safeguarding our integrity and reputation. With significant regulatory compliance experience, you will ensure that we effectively meet our regulatory and legal obligations, thereby enhancing operational integrity and maintaining compliance within Board-approved risk appetite settings.
Key Responsibilities:
- Provide compliance advice to the business and risk teams
- Develop and deliver training programs
- Serve as a point of contact for compliance inquiries
- Develop and manage compliance monitoring programs
- Conduct assurance reviews and risk assessments
- Prepare compliance reports and liaise with regulatory bodies
Requirements:
- Competency in commerce, finance, business, law or related fields
- Minimum of 7 years of experience in a similar compliance or risk role
- Experience designing and executing compliance and/or risk reviews or compliance monitoring programs
- Sound knowledge of compliance management concepts, frameworks and standards
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