Risk and Compliance Specialist

6 days ago

Sydney, New South Wales, Australia Kaizen Recruitment Full time
About the Opportunity

We are seeking a highly skilled Risk and Compliance Specialist to join our team at Kaizen Recruitment. As a key member of our operations team, you will play a pivotal role in shaping the compliance landscape of a dynamic and expanding organisation.

Job Description

The successful candidate will support the implementation and ongoing development of the Risk and Compliance Framework, ensuring the business complies with relevant laws and regulations, professional standards, accepted business practices, and internal policies and procedures. Key responsibilities include contributing to the development, implementation, and maintenance of an effective compliance, risk, and regulatory framework, assisting with monthly and annual compliance reports, undertaking and maintaining appropriate compliance monitoring programs, and supporting the business on the end-to-end lifecycle of alternative products on all risk and compliance matters.

Required Skills and Qualifications
  • Bachelor's degree or equivalent in Accounting, Finance, Law, Business, or a related field;
  • At least 2 years of relevant risk and compliance experience or in a professional services role (e.g., accounting, auditing, consulting) with a strong interest in transitioning to asset management, specifically risk and compliance;
  • Demonstrated eagerness to learn and grow in the field of risk and compliance with a broad understanding of investments;
  • Strong client service ethic, interpersonal communication, and written skills and proven ability to work with others;
  • A proactive self-starter with initiative, capable of working without supervision and assuming responsibility for completion of multiple tasks with attention to detail;
  • Excellent time management skills and the ability to meet strict deadlines;
  • Problem-solving skills, with the ability to quickly respond to issues and unprompted looking for process improvements and additional responsibility;
  • Natural curiosity to find innovative ways to enhance current processes and procedures;
  • Looks to incorporate technology into your role and business delivery; AND
  • Advanced Excel, PowerPoint, and Word knowledge required, ideally experience with a governance, risk, and compliance (GRC) system.

An estimated salary for this position is $80,000 - $110,000 per annum, based on location and industry standards.

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