Regulatory Compliance Specialist

We are looking for a highly skilled Risk and Compliance Professional to join our team at TMGM. As a leading online trading and investment services provider, we take pride in our commitment to regulatory compliance and technological innovation.The Risk and Compliance Professional will be responsible for managing regulatory and licensing matters, including...

Elevate Flexible Legal Resourcing is a platform that provides an unparalleled opportunity for lawyers to work with innovative companies and law firms worldwide. We are currently seeking a Regulatory Compliance Specialist - Financial Services to join our team.As a mid-senior level lawyer with expertise in financial services regulation, you will provide expert...

This is a Compliance, Regulatory Compliance, Analyst role with one of the leading companies in AU right now -- Goldman Sachs -- with an amazing team. They are continuing to grow rapidly. This is the chance to join right as the takes off.More About the Role at Goldman Sachs ## **Job Description** Compliance, Regional Compliance, Analyst, Sydney  GLOBAL...

Job DescriptionThis key risk management role involves providing advice and guidance on Regulatory Compliance Risk related matters and issues for AUH's businesses in Australia. You will be responsible for staying abreast of the rapidly changing regulatory environment as it relates to Regulatory Compliance Risk and the more stringent regulatory interface and...

**Job Description:**The Senior Legal Counsel - Regulatory role is a key position within Business NSW that requires significant experience and expertise in regulatory affairs. As a Regulatory Affairs Specialist, you will be responsible for ensuring compliance with regulatory requirements and providing expert advice on regulatory matters.You will work closely...

Job OverviewThe Star Ent Group is seeking a highly skilled Senior Regulatory Advisor to join our team. As a key member of our regulatory affairs department, you will play a vital role in ensuring our business operations comply with relevant laws and regulations.Your primary responsibilities will include maintaining a working knowledge of Casino Control Act...

Job Overview:We are seeking a highly skilled Regulatory Compliance Expert to ensure our organization maintains the highest standards of regulatory compliance in the healthcare sector. This is a full-time position that requires strategic direction to drive continued success and adherence to industry standards across all markets.About the Role:This hybrid role...

Some career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity.We bring together the people, ideas and capital that nurture progress and growth,...

At QBE Insurance Group, we are seeking a highly skilled Regulatory Compliance Manager to join our team.This role is critical in ensuring our organisation complies with various regulatory requirements. The successful candidate will play a pivotal role in introducing colleagues to Regulatory Risk management while offering a clear path towards expanding...

RequirementsTo be successful in this role, you will need:5+ years of experience in compliance management within the finance and banking industry with a strong focus on AML/CTF and Privacy Compliance.Strong knowledge and experience in Australian regulatory, legal, payment scheme, and contractual obligations.Skilled in interpreting and analysing regulatory...

The IBM Promontory team is seeking a Senior Principal to join our Sydney office. As a member of our team, you will contribute to the firm's efforts in working with clients on challenging strategic, risk management, and regulatory compliance issues.About the PositionYou will be responsible for managing risk, regulatory and compliance engagements on a...

We are seeking a Regulatory Affairs Specialist to join our team in Sydney, Australia. This role is responsible for ensuring regulatory compliance of medical devices with the Therapeutic Goods Administration (TGA) and other relevant global regulatory bodies. The ideal candidate will have strong knowledge of regulatory requirements, product registration...

We are looking for a skilled Regulatory Affairs Specialist to support the development, implementation, and maintenance of our Quality Management System (QMS). As a key member of our team, you will contribute to the review and maintenance of QMS records, writing documentation, and ensuring departmental compliance with standard operating procedures and...

Recovery and Resolution Planning ManagerOur Recovery and Resolution Planning team is looking for a skilled professional to join their ranks. This team is dedicated to ensuring Macquarie meets its regulatory requirements, specifically in crisis preparedness.The successful candidate will have a strong background in financial services, preferably in risk...

**Regulatory Compliance Officer Position Summary:**We are seeking a highly skilled Regulatory Compliance Officer to join our team at Infinity Group. As a key member of our quality assurance team, you will play a critical role in ensuring that our loan processes meet the highest standards of compliance and accuracy.The ideal candidate will have a strong...

ResponsibilitiesOversee and ensure compliance with applicable regulations, licence authorisations, and policies.Review marketing material and resolve AML/CTF queries from the business.Complete daily, quarterly, and ad hoc compliance monitoring tasks, including transaction monitoring, resolving alerts, gift request approvals, etc.Assist in preparing the...

QBE Insurance Group is looking for a dedicated Compliance Officer - Regulatory Affairs to join our team.This role involves managing regulatory correspondence, visits, reviews, meetings, and other supervisory activities to ensure QBE complies with all regulatory requirements. You will also be responsible for executive stakeholder engagement as part of APRA...

About the JobWe are seeking a highly skilled Resilience and Compliance Specialist to join our Risk and Compliance team. In this role, you will be responsible for developing and implementing resilience and compliance strategies that safeguard SS&C's operations, people, clients, and reputation.As a specialist, you will guide the development of business...

Company OverviewAUSTRAC, Australia's financial intelligence agency, is evolving to strengthen its fight against money laundering and terrorism financing. With a focus on regulatory compliance and enforcement, we are committed to protecting the integrity of the Australian financial system.

At the Australian Securities & Investments Commission, we are committed to promoting market integrity and consumer protection in the Australian financial system. As an Inspector or Senior Inspector, you will play a key role in achieving this goal by working on high-priority projects that require strong analytical and problem-solving skills.The Financial...