Compliance and Risk Management Specialist

3 weeks ago

Sydney, New South Wales, Australia Perigon Group Full time

About the Role

The Perigon Group is seeking a highly skilled Compliance and Risk Manager to join their team. As a key member of the Compliance and Legal team, you will be responsible for driving compliance strategy across the Group, maintaining the AML/CTF framework, and conducting risk reviews.

Key Responsibilities

  • Develop and implement compliance strategies to ensure adherence to regulatory requirements
  • Maintain the Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) framework
  • Conduct regular risk reviews to identify and mitigate potential risks
  • Monitor adherence to the compliance plan and manage breaches and incidents
  • Assist with regulatory liaison and manage compliance assurance systems
  • Prepare risk and compliance reporting to the Board and relevant committees

Requirements

The successful candidate will have a tertiary qualification in Law, Finance, Accounting, or Commerce and several years' experience in Regulatory risk management & Compliance within a Financial Institution. Prior experience maintaining an AFSL holder's risk management framework and managing breaches and incidents is highly desirable.

You will have in-depth knowledge of the current regulatory environment across financial services in Australia and a proven ability to interpret and implement compliance rules and regulations.

  • Compliance Manager

    1 month ago

    Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our Risk, Legal & Compliance team at HCF. As a key member of our team, you will be responsible for providing advice and support on compliance matters to all business areas of HCF and its subsidiaries.Key Responsibilities:Ensure all HCF compliance obligations under the Risk Management...

  • Risk Management Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Risk Management Institute Of Australasia Full time

    About the RoleAs a Risk Management Specialist at the Risk Management Institute of Australasia, you will play a pivotal role in leading initiatives to identify, assess, and mitigate enterprise risks. This full-time permanent opportunity is based in Sydney, Melbourne, or Adelaide and reports to the Senior Manager, Governance & Risk.Key ResponsibilitiesManage...

  • Risk and Compliance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Haylo People Full time

    Job Title: Risk and Compliance SpecialistRisk and Compliance Specialist is responsible for identifying, managing, and mitigating risks to ensure compliance with legal and regulatory standards. This role involves developing and updating operational risk registers for managers, maintaining risk controls, and adhering to safety codes and ISO standards.Main...

  • Risk and Compliance Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Laing O'Rourke Full time

    About the RoleWe are seeking a seasoned Risk and Compliance Specialist to join Laing O'Rourke in Brisbane, Melbourne, or Sydney. As a Risk and Compliance Specialist, you will report to the Head of Risk and Assurance and maintain and manage the risk and compliance frameworks, providing guidance to the business.Key ResponsibilitiesDevelop and implement risk...

  • Compliance and Risk Management Specialist

    4 weeks ago

    Sydney, New South Wales, Australia AXA Group Full time

    Job SummaryWe are seeking a skilled Compliance and Risk Management Specialist to join our team at AXA XL. As a Compliance and Risk Management Specialist, you will be responsible for handling complaints from AXA XL policyholders, including Internal Dispute Resolution (IDR) and External Dispute Resolution (EDR) complaints.Key ResponsibilitiesManage...

  • Risk and Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia AIA Full time

    About the Role:We are seeking a highly skilled Risk and Compliance Specialist to join our team at AIA. As a Risk and Compliance Specialist, you will be responsible for delivering on AIA's purpose, vision, and strategy by developing, supporting, and championing a high-performing risk culture.This role will also be responsible for supporting the Senior...

  • Compliance Risk Specialist

    2 weeks ago

    Sydney, New South Wales, Australia AIA Full time

    We are seeking a skilled Compliance Risk Specialist to join our team at AIA.Job Description:About the Role:This is a fixed-term contract ending July 2025, with a competitive salary of $120,000 - $180,000 per annum. As a Compliance Risk Specialist, you will be responsible for delivering high-quality risk management and compliance services to support our...

  • Compliance and Risk Management Specialist

    4 weeks ago

    Sydney, New South Wales, Australia AXA Group Full time

    Compliance and Risk Management SpecialistSydney, AustraliaAs a key member of the AXA XL Compliance Team, you will play a critical role in ensuring the delivery of fair and reasonable customer outcomes across a wide range of products provided to a broad spectrum of policyholders in Australia. While supporting the business commercially, the Compliance Team...

  • Risk and Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia AMP Full time

    About the OpportunityAMP is seeking a highly skilled Risk and Compliance Specialist to join our team. As a key member of our Enterprise Risk Management function, you will play a critical role in ensuring the effective management of risk across our business.Key responsibilities will include:Providing input, oversight, review, and challenge for core areas and...

  • Risk Management and Compliance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Achieve Australia Full time

    Achieve Australia is seeking an experienced Risk Management and Compliance Specialist to join our Corporate Services team. The ideal candidate will have a strong background in risk management, insurance, business continuity, crisis management, regulatory compliance, and internal audit.Key Responsibilities:Develop and maintain the Risk Management Policy,...

  • Risk and Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia SG Fleet Full time

    At SG Fleet, we are seeking a Risk and Compliance Specialist to join our team. As a Risk and Compliance Specialist, you will be responsible for identifying, addressing, and reducing risk, ensuring that the ongoing and future legal and regulatory obligations under various licenses, certifications, registrations and regulations are fulfilled in a timely manner...

  • Risk Management and Compliance Specialist

    1 week ago

    Sydney, New South Wales, Australia Capability HR Full time

    Capability HR Job OpportunityAn innovative national professional services firm is seeking a skilled Risk Management and Compliance Specialist to join its People Function. This newly created role will report directly to the Head of HR and play a critical part in supporting the firm's commitment to excellence.About the RoleThe overall objective of this...

  • Compliance Risk Management Specialist

    1 week ago

    Sydney, New South Wales, Australia Perpetual Full time

    With a strong focus on risk management and compliance, Perpetual is seeking an experienced Compliance Risk Management Specialist to join its team.About the RoleThe successful candidate will support all risk and compliance activities across the business, ensuring appropriate coverage and delivery of services. Key responsibilities include:Implementing PWM's...

  • Compliance and Risk Management Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Caritas Full time

    About the RoleCaritas Australia is seeking a Compliance and Risk Management Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with best practices and standards in the aid and development sector.Key ResponsibilitiesEmbedding Compliance Standards: Support the ongoing embedding of compliance...

  • Compliance Risk Management Specialist

    1 month ago

    Sydney, New South Wales, Australia Goldman Sachs Full time

    Compliance Role OverviewAt Goldman Sachs, we are committed to upholding our core values and growing our distinctive culture. As a Compliance Risk Management Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesMonitor changes in laws and...

  • Risk and Compliance Specialist

    3 weeks ago

    Sydney, New South Wales, Australia ING Bank (Australia) Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Specialist to join our Wealth tribe at ING Australia. As a key member of our team, you will play a critical role in managing and governing the risk and compliance aspects of our existing super and insurance portfolios.Key ResponsibilitiesIdentify and assess risks to our Wealth portfolio and...

  • Risk and Compliance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Laing O'Rourke Full time

    About Laing O'RourkeWe are a leading construction and engineering company with a strong presence in Australia. Our headquarters is based in Brisbane, Melbourne, or Sydney, and we offer a dynamic work environment that fosters growth and development.Job DescriptionWe are seeking a highly skilled Risk and Compliance Specialist to join our team. The successful...

  • Data Risk and Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia Experis Full time

    Job Title: Data Risk and Compliance SpecialistJob Summary: We are seeking a highly skilled Data Risk and Compliance Specialist to join our team at Experis. The successful candidate will be responsible for identifying and assessing data risk and developing strategies to mitigate these risks.Key Responsibilities:Develop and implement data risk management...

  • Risk Management Specialist with Compliance Expertise

    2 weeks ago

    Sydney, New South Wales, Australia Haylo People Full time

    Job OverviewWe are seeking a highly skilled Risk Management Specialist to join our team. This role involves identifying, managing, and mitigating risks to ensure compliance with legal and regulatory standards.

  • Risk and Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia SG Fleet Full time

    About SG FleetSG Fleet is a leading financial services company that specializes in fleet management, vehicle leasing, and salary packaging. With a presence across Australia, the UK, and NZ, we have a total portfolio under management of $2.5 Billion and over 1200 employees.Our PerksWe offer up to four extra days of leave each year, which we call Wellness...