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Compliance Manager
2 months ago
We are seeking a proactive and knowledgeable Compliance Manager to support the implementation of our enterprise-wide Compliance Management Framework. In this pivotal role, you\u2019ll be instrumental in ensuring that Equity Trustees has a strong and effective system for monitoring compliance obligations and controls.
As the trusted Compliance Manager and 2nd line adviser, you\u2019ll work closely with our Corporate Trustee Services (CTS) business unit, providing expert guidance and support. Beyond this, you\u2019ll take ownership and act as the subject matter expert for key policies and frameworks across the broader EQT Group.
About the Role:
- Serve as the primary Compliance Manager for CTS, offering compliance advice and support.
- Advise the CTS business unit on compliance and regulatory matters, ensuring adherence to the 3 Lines of Defence model and strong client relationships.
- Oversee the Conflicts Management Framework, compliance training, incident and breach management, complaints handling, and AML/CTF monitoring.
- Collaborate with other Compliance Partners and the Risk team to ensure a unified approach to compliance and governance.
- Build and maintain relationships with stakeholders, contributing to projects and resolving conflicts.
- Ensure compliance with legislation, conduct control testing, manage incidents, and guide complaint resolution.
What You\u2019ll Need to Succeed:
- Proven experience as a Risk/Compliance Manager, with a strong track record of delivering results.
- Deep expertise in the Financial Services sector, particularly within the Superannuation industry.
- In-depth understanding of the Corporations Act and SIS Act, and how these apply to the operations of the EQT Group.
- Comprehensive knowledge of the regulatory environment in which EQT Group operates.
- Familiarity with automated compliance systems, with the ability to leverage technology for efficient monitoring and reporting.
About Us:
Equity Trustees was established in 1888 and is now one of Australia\u2019s largest specialist trustee companies. We help our clients grow, manage and protect their wealth now and for generations to come. As a trustee company, it is our responsibility to always act in our clients\u2019 best interests, ensuring they feel safe, valued, and cared for.
We are committed to providing a workplace that is flexible, rewarding, and supportive of individual development. Just as you will help us grow our business, we will help you grow in your career.
Equity Trustees is 130 years strong - and growing. Apply now to be part of a successful contemporary trustee company
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