
Compliance Professional for Wealth Management
5 days ago
We are seeking a Compliance Manager to provide critical business-facing support in our Wealth Distribution team. This role is ideal for a confident and dynamic compliance professional who can thrive in a fast-paced environment.
Your Key Responsibilities:
- Provide critical business-facing support in the Wealth Distribution team.
- Thrive in a fast-paced environment.
- Be a confident and dynamic compliance professional.
You will be responsible for:
- Assisting in the development and implementation of compliance policies and procedures.
- Conducting regular audits and reviews to ensure compliance with regulatory requirements.
- Collaborating with internal stakeholders to identify and mitigate potential compliance risks.
- Providing training and guidance to team members on compliance matters.
Requirements:
- A bachelor's degree in a relevant field such as law, finance or accounting.
- At least 3 years of experience in compliance or a related field.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
Benefits:
- Competitive salary and benefits package.
- Ongoing training and professional development opportunities.
- A collaborative and dynamic work environment.
- The opportunity to work with a talented team of professionals.
Other Information:
This role is ideal for a motivated and organized individual who is able to work effectively in a fast-paced environment. If you are a detail-oriented and customer-focused professional looking for a new challenge, please apply today
-
Compliance Manager, Wealth Distribution
4 days ago
Sydney, New South Wales, Australia Beathchapman Pte Ltd Full timeRole Summary:We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution.The role suits a confident compliance professional who can think on your feet and thrive in a busy and dynamic environment, consistently adding value to a group of Financial Advice...
-
Senior Compliance Advisor
14 hours ago
Sydney, New South Wales, Australia beBeeCompliance Full time $180,000 - $220,000Compliance Opportunity:We are seeking a proactive and reliable compliance professional to join our team in the 2nd Line of Defense (LoD). As a critical business-facing role, you will provide compliance support, advice, and sign-off to Consumer Wealth Distribution.Your Key Responsibilities:Support Bank Wealth Distribution and Analytics, Digital, and Marketing...
-
Wealth Manager
5 days ago
Sydney, New South Wales, Australia beBeeInvestment Full time $180,000 - $240,000Private Wealth StrategistRole Overview: We are seeking a Private Wealth Strategist to deliver bespoke investment and strategic advice tailored to the unique needs of our high-net-worth clients. This involves building and nurturing trusted relationships, ensuring an exceptional and seamless client experience.The ideal candidate will have expertise in wealth...
-
Wealth Manager
3 days ago
Sydney, New South Wales, Australia Independent Resourcing Consultancy Ltd Full timeMy client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia.This role is pivotal in providing tailored financial advice and wealth management solutions to high-net-worth individuals and families.The ideal candidate will have a proven track record in wealth...
-
Wealth Manager
3 weeks ago
Sydney, New South Wales, Australia Independent Resourcing Consultancy Ltd Full timeThis firm is a pioneering, independent financial advisory consultancy, unwavering in its dedication to safeguarding the financial futures of its clients. Established by UK-qualified financial advisers, the company distinguishes itself with its vibrant energy and innovative approach, setting it apart in the competitive offshore marketplace.The firm's primary...
-
Wealth Manager
1 day ago
Sydney, New South Wales, Australia ircfsjobs Full time $104,000 - $130,878 per yearPosition: Wealth Manager Location: Sydney, Australia Employment Type: Full-Time About the Role: My client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia. This role is pivotal in providing tailored financial advice and wealth management solutions to...
-
Wealth Manager
3 days ago
Sydney, New South Wales, Australia Independent Resourcing Consultancy Ltd Full timeMy client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia. This role is pivotal in providing tailored financial advice and wealth management solutions to high-net-worth individuals and families. The ideal candidate will have a proven track record in wealth...
-
Wealth Manager
13 hours ago
Sydney, New South Wales, Australia Independent Resourcing Consultancy Ltd Full timeMy client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia. This role is pivotal in providing tailored financial advice and wealth management solutions to high-net-worth individuals and families. The ideal candidate will have a proven track record in wealth...
-
Senior Wealth Management Professional
5 days ago
Sydney, New South Wales, Australia beBeeFinancial Full time $150,000 - $180,000Key Position: Senior Wealth Management ProfessionalWe are seeking a seasoned and accomplished Senior Wealth Management Professional to join our team. In this pivotal role, you will be responsible for developing and growing a portfolio of high-net-worth client relationships through the growth of existing and new-to-wealth clients.Key Responsibilities:Identify...
-
Wealth Management Professional
14 hours ago
Sydney, New South Wales, Australia beBeeInvestment Full time $90,000 - $120,000Job OpportunityThis is an exciting opportunity to join our team as a Financial Planning Advisor in Sydney, Australia.As a key member of our wealth management services team, you will be responsible for building strong relationships with clients and providing investment advisory services that meet their unique needs.Our ideal candidate is a graduate diploma or...