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Senior Manager

2 months ago


Sydney, New South Wales, Australia Rabobank Full time
About the Role

Rabobank is seeking a highly skilled Senior Manager to join our Compliance team in Sydney. As a key member of our team, you will be responsible for providing subject matter expert advice on Conflicts of Interest and Market Abuse risks.

Key Responsibilities
  • Drive Compliance awareness and accountability throughout the organisation
  • Implement and maintain key policies, standards, and procedures to ensure effective management of key compliance risks
  • Proactively manage key Control Room monitoring, advisory, and training activities
  • Investigate, report, and oversee incidents and breaches related to the Control Room function
  • Support the Head of Specialised Compliance and the Executive Manager Specialised Compliance in determining the direction and leading the development, implementation, and maintenance of increasing compliance requirements
Requirements
  • Demonstrated experience in a Control Room within a financial services organisation
  • Strong knowledge of Markets Regulation, Insider Trading, and Conflicts of Interest
  • Strong understanding of the Australian and New Zealand Market and Conduct regulatory environment and requirements
  • Compliance experience in asset management highly regarded
  • Knowledge of Wholesale/ institutional business
  • An understanding of banking and finance operations
  • Good written and verbal communication skills
  • Influencing and stakeholder engagement
  • An ability to review and challenge as required by a 2nd line function
  • Strong attention to detail and organisational skills
What We Offer
  • A hybrid way of working at Rabobank, with a blend of time working between the office and home
  • Wellbeing leave, including 2 extra leave days to support greater work/life balance
  • An Education Assistance Program to assist with professional development
  • Parental Leave, including up-to 14 weeks paid leave
  • Bonus and Additional Leave, including an incentive for eligible employees to receive 1 extra week Annual Leave and an option to purchase another 2 weeks Annual Leave
  • Extra Insurance, including employer-funded Death, TPD, and Income Protection Insurance
  • Rabo Workplace Giving program, which matches employee donations to selected Social Partners
Our Values

Rabobank Australia values inclusion, belonging, and positive experiences for all. Our work environment, our benefits, and the way we live our values, "Client Driven", "Responsible", "Professional", and "Cooperative", make it a great place to work.