Senior Compliance Officer

2 weeks ago


Sydney, New South Wales, Australia Chartered Accountants ANZ Full time

About CA ANZ

Chartered Accountants Australia and New Zealand (CA ANZ) represents over 139,000 financial professionals who build value and make a difference in the businesses, organisations, and communities they work with.

The Role

We are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our Professional Conduct Complaints unit, you will play a crucial role in investigating professional conduct complaints and breaches of the Code of Ethics.

Key Responsibilities

  • Investigate complaints initiated by the Professional Conduct Committee and members of the public;
  • Prepare matters for committee meetings and disciplinary proceedings;
  • Communicate with relevant parties on complaints and progress;
  • Ensure compliance with legal and ethical obligations;
  • Assist in training disciplinary panel members;

Your Background

To be successful in this role, you will need a background in legal practice and experience working in complaints or a regulatory environment. You should also have strong analytical and business communication skills, as well as the ability to work autonomously and meet deadlines under pressure.

What We Offer

In return for your expertise and commitment, we offer a competitive salary and benefits package, flexible work arrangements to support work-life balance, and opportunities for professional growth and development within our collaborative and supportive team environment.

About the Salary

The estimated annual salary for this role is $120,000-$150,000 AUD, depending on your level of experience and qualifications.



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