DTR Execution
2 days ago
Sydney
Investment Banking
Contract or Temporary
Our client is a global investment banking firm seeking an interim DTR Execution contractor to support an Equity Trading Execution team, initially on a 12-month contract, with the possibility to go permanent.
The role will report into the Head of Institutional Sales and work closely with their Senior DTR. You will be responsible for the orderly, timely and compliant execution of client orders in the market for listed securities.
The ideal candidate has 3 – 10 years’ Cash Equity DTR experience. DTR License required, with Aus + NZ trading execution experience also necessary.
Responsibilities
- Entry and execution of client orders in a compliant, accurate and timely manner.
- Maintenance of an orderly market for listed securities.
- Ensuring that all security transactions are correctly allocated to correct client parties.
- Liaising with ASX Market Control, ASIC other brokers where required.
- Ensuring internal and external notification and record keeping requirements relating to order execution are met (e.g. errors register, reporting of short selling).
- Daily monitoring to comply with financial services laws in accordance with the compliance manual and the firms compliance monitoring program (e.g. Best Execution)
- Preparing reports and/or provide data/information as requested by compliance and management in relation to trading activities and related matters
- In consultation with the Head of Sales identifying and implementing process improvements and efficiencies related to the execution function.
- Backup to bookings and settlements function
- Special projects & systems implementation
Experience
- Circa 3 – 10 years experience in a DTR capacity
- National DTR Cash Equities Accreditation.
- Track record of successful work experience of a minimum 2 years’ on a sales desk.
- A thorough understanding of the current legislation and regulations in relation to the securities industry, including ASX/ASIC Rules, Corporations Act and other relevant material.
- A bachelor’s degree in a relevant field
Given the nature of this work, you must have direct DTR experience and you must be available to work on-the-desk in office from 830am 5-days per week in the CBD office.
This is an exceptional opportunity to work on the desk of a busy Equity Sales Trading execution team, initially on a 12m contract basis. You will be hired as an on-site consultant via the Consulting Division of Anton Murray Consulting.
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