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Markets Compliance Manager

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Role Summary

This role is responsible for ensuring the Markets business has processes in place to identify and manage compliance and regulatory risk. The Manager Compliance – Markets will foster strong working relationships with senior business stakeholders, relevant enablement teams, internal Risk partners and external regulatory representatives.

About the Role

The Manager Compliance will form part of the Institutional Operational Risk and Compliance team with a sole focus on the Compliance of the global Markets business. Key responsibilities include:

  • Ensuring Business Units meet requirements of ANZ I.AM and Compliance frameworks and appropriate identification and management of operational risks, compliance obligations and controls.
  • Monitoring risk profiles, operational risk and compliance events/reportable events, audit findings, customer complaints, control testing and QA results to identify potential compliance insights/issues and ensure appropriate responses and escalation from Businesses.
  • Identifying and clearly communicating opportunities to enhance operational risk, compliance and business processes to improve efficiency, effectiveness and achieve improved risk outcomes.
Key Skills and Experience

To be successful in this role, you will ideally bring:

  • Tertiary qualified, experience in Operational risk and/or Compliance or related disciplines.
  • Organisational knowledge and strong technical and/or industry networks (internal and external).
  • Ability to build and maintain relationships successfully.
  • Very strong verbal and written communication skills.
About Us

We are Australia and New Zealand Banking Group Limited, shaping a world where people and communities thrive. We're committed to building a workplace that reflects the diversity of the communities we serve.