Compliance Officer

4 weeks ago

Melbourne, Australia Findex Full time

Are you an experienced Compliance Officer looking for your next exciting opportunity? This is a permanent, full-time opportunity to support Findex’s Funds Management and Platform services via Centric Capital.

Are you an experienced Compliance Officer looking for your next exciting opportunity? This is a permanent, full-time opportunity to support Findex’s Funds Management and Platform services via Centric Capital.

The Compliance Officer is to support the Senior Compliance Manager in the strategic & operational direction of the compliance function, assisting with the establishment and ongoing maintenance of the compliance framework in line with regulatory requirements is a key objective for this role.

**What will your typical week look like?**
- Transaction and compliance monitoring
- Assistance with incidents, breaches and complaints
- Managing audits and conducting risk assessments Responding to AML/CTF questions and escalations from the Client Services team and external administrator

**More about the perks**
- Work in a dynamic environment, making a difference for the business across many critical business functions
- Be at the forefront of development and implementation of whole of business frameworks and processes
- Dynamic work environment - supporting employees to work from home and office EAP access supporting a healthy work-life balance

**Let’s talk about you
- Compliance, legal or industry qualifications
- Proven experience in a similar compliance role relating to managed investment schemes, IDPS platforms and/or superannuation
- Knowledge of the Corporations Act and/or ASIC & APRA regulatory guidance as it relates to managed investment schemes, managed accounts, IDPS platforms and/or superannuation is required Knowledge of AM/CTF requirements, updating compliance policies and compliance plans, reviewing marketing material, compliance monitoring and/or implementing regulatory changes is highly regarded

**About Findex #writeyournextchapter
With a passion for well-being Findex adopt a dynamic working environment and empower our people to operate from wherever they find themselves most engaged, productive, and collaborative, while leveraging a flexible blend of remote and in-office work.

At Findex we are passionate about what we do and how we do it. Are you a big and bold thinker? Do you like to make meaningful change? Are you motivated by working in a business that puts clients first and embraces teamwork? Do you want to be part of a team that moves together, operates in a high trust environment and celebrates success? Do you take pride in delivering quality work, being accountable and maintaining high standards?

**PLEASE NOTE**:
**Note for Recruitment Agencies**:

  • Compliance Officer

    1 month ago

    Melbourne, Australia Apex Group Ltd Full time

    Compliance Officer **Description** Do you have compliance experience, and are you seeking a new full-time job in Melbourne? Apex Group is looking for a Compliance Officer ideally based in Melbourne, but also open to consider if you are in Brisbane. As a Compliance Officer, you will be a trusted adviser and support the company's Compliance function in...

  • Compliance Officer

    1 month ago

    Melbourne, Australia u&u Recruitment Partners Full time

    The Company The Opportunity The Compliance Officer's role is to assist with the development, implementation and ongoing monitoring of regulatory initiatives. This role is to identify and support continuous improvement activities which lead to excellence of the organisations Integrated Management Systems. The role will also provide support to ensure the...

  • Compliance Investigation Officers

    1 month ago

    Melbourne, Australia Bayside Group Full time

    **Location**: Melbourne - Victoria **WorkType**: Contractor **Salary**: 52 - 59 Outstanding opportunities are available to join the dynamic operational teams within the federal government agency established to improve the quality and safety of services funded by NDIS. Commencing immediately for initial 18 month duration (opp for further 12month...

  • Compliance Officer

    1 month ago

    Melbourne, Australia Adecco Full time

    Grow your experience working closely with our amazing Finance Team - Surround yourself with a crew of collaborative, excited and like-minded people - Collaborate on an exciting portfolio in an innovative environment The compliance officer will assist in conducting internal quality and compliance audits, work on policy and procedures as applicable to...

  • Compliance Officer

    1 month ago

    Melbourne, Australia Adecco Full time

    Grow your experience working closely with our amazing Finance Team - Surround yourself with a crew of collaborative, excited and like-minded people - Collaborate on an exciting portfolio in an innovative environment The compliance officer will assist in conducting internal quality and compliance audits, work on policy and procedures as applicable to...

  • Compliance Officer

    4 weeks ago

    Melbourne, Australia JobAlly Full time

    Ongoing Permanent position - Seeking strong data analysis and administration skills - Hybrid working arrangements and RDO Our valued client is seeking an administrator with a strong attention to detail and experience working in a compliance role to support the administration of Accreditation in their Education Department. This role will see you working for...

  • Planning Compliance Officer

    4 weeks ago

    Melbourne, Australia Aspect Personnel Full time

    Contract role until October 2024 - possibility of extension - Full time hours - hybrid role - Hourly rate depends on your experience A council north of Melbourne suburbs is looking for a Planning Compliance/Investigations officer to join their team until the end of October 2024. - Contract role until October 2024 - possibility of extension - Role suitable...

  • Compliance Officer

    1 month ago

    Melbourne City Centre, Australia Department of Health Full time

    Role Purpose The Regulation and Compliance Officer is part of the Regulation team that provides high level authoritative advice and action on regulatory compliance matters. Working closely with the Department of Health and other co-regulators to deliver the required functions, the success in this role underpins community and industry confidence in assisted...

  • Aps2 Compliance Officer

    4 weeks ago

    Melbourne, Australia Chandler Macleod Full time

    **Location*** - Melbourne, Victoria - **Category*** - Executive - **Salary** - $ AUD - $ AUD Hourly - **Posted** - 19-Apr-2024 - **Work type** - Full Time - **Contact** - Jess Kaur - **Reference** - BH-159899-3 -As one of the Australia’s largest providers of human resources solutions, Chandler Macleod has a proven track record of unleashing potential in...

  • Aps5 Compliance/investigations Officers

    4 weeks ago

    Melbourne, Australia Chandler Macleod Full time

    **Location** *** - Melbourne C B D, Victoria - **Category** *** - Office Support - **Salary** - $56 AUD - $56 AUD Hourly - **Posted** - 25-Jan-2024 - **Work type** - Contract - **Contact** - John Todd - **Reference** - BH-156365-1 - **Applications close by 11.59PM AEDT Tuesday 30th of January 2024.** **Mandatory: Australian Citizenship required to work...

  • Aps5 Compliance/investigations Officers

    1 month ago

    Melbourne, Australia Chandler Macleod Full time

    **Location** *** - Melbourne C B D, Victoria - **Category** *** - Office Support - **Salary** - $56 AUD - $56 AUD Hourly - **Posted** - 24-Jan-2024 - **Work type** - Contract - **Contact** - John Todd - **Reference** - BH-156365 - **Applications close by 11.59PM AEDT Tuesday 30th of January 2024.** **Mandatory: Australian Citizenship required to work within...

  • Hse Compliance Officer

    2 days ago

    Melbourne, Australia PERSOLKELLY Full time

    This Project Services company is seeking an HSE Compliance Officer to provide Supervisory safety for a period of 4 months with the potential for extension. The role will be responsible for monitoring SWMS/ITP/SOP/Env Plan and Methodology Compliance. There will be a requirement to check inductions are completed by subcontractors, prestarts are recorded and...

  • Compliance Officer

    1 month ago

    Melbourne Airport, Australia dnata catering Full time

    **Do you want a high-flying corporate career working for the world’s largest air services provider, based in Melbourne?** We are seeking an experienced professional to join our Melbourne team as **Compliance Officer - Aviation**, on a **full time** basis (12-month fixed term contract)**.** Reporting to the Business Manager and working closely with the...

  • Governance and Compliance Officer

    5 days ago

    Melbourne, Australia Charterhouse Full time

    Job details Location: Melbourne Salary: $40 - $44ph plus super Job Type: Contract Discipline: Professional SupportReference: V-111103 Posted: about 19 hours ago Share this job ...

  • Governance and Compliance Officer

    3 days ago

    Melbourne, Australia Charterhouse Full time

    Job details Location: Melbourne Salary: $40 - $44ph plus super Job Type: Contract Discipline: Professional SupportReference: V-111103 Posted: 4 days ago Share this job Job...

  • Governance and Compliance Officer

    22 hours ago

    Melbourne, Australia Charterhouse Full time

    Job details Location: Melbourne Salary: $40 - $44ph plus super Job Type: Contract Discipline: Professional SupportReference: V-111103 Posted: 5 days ago Share this job Job...

  • Governance and Compliance Officer

    60 minutes ago

    Melbourne, Australia Charterhouse Full time

    Job details Location: Melbourne Salary: $40 - $44ph plus super Job Type: Contract Discipline: Professional SupportReference: V-111103 Posted: 6 days ago Share this job Job...

  • Regulatory Support Officer

    1 month ago

    Melbourne, Australia Australian Health Practitioner Regulation Agency (AHPRA) Full time

    **Job no**: 497429 **Work type**: Fixed Term Full Time **Location**: Adelaide, Brisbane, Melbourne, Perth **Categories**: Compliance The Australian Health Practitioner Regulation Agency (Ahpra) works in partnership with 15 National Boards to implement the national regulatory scheme for health professionals. The purpose of health practitioner regulation is...

  • Privacy & Compliance Officer

    1 month ago

    East Melbourne, Australia VMCH Full time

    About the role This is a rare opportunity for a dynamic and pragmatic Privacy & Compliance Officer to join the VMCH Governance team. Reporting to the Chief of Legal & Risk, you will collaborate with business functions to address regulatory issues and provide solutions, assist with developing compliance and governance processes to support business...

  • Head of Compliance

    23 hours ago

    Melbourne, Australia Worldline Full time

    The Opportunity The Head of Compliance is a senior role within the Second Line of Worldline, focusing specifically on the Australian market. Worldline has established a strategic presence within Australia to grow the business across the APAC region, and the Head of Compliance is instrumental in ensuring that the Australian entities are fully compliant...