Associate Global Compliance Monitoring

3 weeks ago

Sydney, Australia Commonwealth Bank Full time

**Associate Global Compliance Monitoring**
- **12 Months Contract**:

- **Showcase your skills in risk assessment and financial analysis**:

- **Sydney CBD based role**:

- **We support flexible working and are happy to discuss what this means for you**

**About our Business**

Institutional Banking and Markets (IB&M) is responsible for managing the Group’s relationships with major corporate and government clients and institutional investors, and provides a full range of capital raising, transactional and risk management products and services.

Capital Structuring (CapS) is made up of a several customer centric product specialists who partner with relationship bankers to originate, structure, execute and monitor lending & leasing facilities. We provide the core end-to-end product and pricing infrastructure supported by a disciplined approach to governance that enables us to manage financial and non-financial portfolio risks. The team includes Credit Portfolio Management, Structured Asset Finance, Securitisation, Private Equity & Structured Finance, Global Lending Product & Transformation, and Line 1 Operational Risk & Control.

**See yourself in our team**:
The Global Compliance Monitoring team sits under the Global Lending Product & Transformation function and is responsible to monitoring and assessing undertaking obligations for Institutional clients managed by the Global Institutional Banking Coverage team, in IB&M. The team’s remit is to ensure that the Bank and the client deliver on transactional obligations within set service agreements.

**Your impact & contribution**:
Reporting into the Senior Associate, you will manage compliance requirements - spanning across financial statement analysis, Insurance and Valuation reviews and assessments, contribute to process improvements and maintaining operational risk outcomes by focussing on data integrity and effective reporting.

Further responsibilities will include:

- Maintain effective client records within the Deal Management System
- Ensure diarised undertakings are followed up and assessed in accordance with bank policy and defined SLAs.
- Direct liaison with clients in relation to enquires relating to their compliance requirements under their Facility Agreements with Commonwealth Bank
- Monitor client’s adherence to the provision of compliance reporting on time and in adherence to individual covenant obligations.
- Maintain effective relationships with internal customers and stakeholders - including those in international locations.
- Complete trend analysis on the Institutional Lending and Leasing client’s financial position and performance and make appropriate recommendations to Risk Management at an individual client level or industry level.
- Initiate the breach management process providing summary of analysis or events to Risk assisting in their assessment.
- Identify and take accountability for delivering continuous improvement opportunities across the team and stakeholders.

**We’re interested in hearing from people who have**:

- An undergraduate degree in Business, Finance or Economics
- Experience working with Institutional lending and leasing products and clients with exposure to financial statements analysis, credit decisions, or risk recommendations.
- Demonstrated experience handling issues related to operational risk, process, or business management.
- Strong interpersonal, written, and oral communication skills
- Demonstrated ability to form relationships with external and internal customers and become a trusted partner to the business.
- A CAN-DO attitude. Ability to collaborate with team members and contribute to a dynamic working environment, but also work effectively in an autonomous capacity.
- A strong customer service mentality and proactive approach to your day-to-day activities

**What we offer**

Roles within the Global Compliance Monitoring team provide several opportunities in terms of next steps, including the opportunity to move into Risk Management, a Product Specialisation, Client Solutions, or simply to move up the ranks within the Global Compliance Monitoring team itself.

**Working at CommBank**

At CommBank, we’re committed to building a diverse and inclusive workforce reflecting the customers, businesses and communities we serve. As a value’s driven organisation, we nurture and support our people, through focusing on skill and talent development, collaboration, flexibility and internal promotion. With service in mind at every touch point, we take accountability for the role we play in securing and enhancing the financial wellbeing of people, businesses and communities.

We're aware of some accessibility issues on this site, particularly for screen reader users. We want to make finding your dream job as easy as possible, so if you require additional support please contact HR Direct on 1800 989 696.

Advertising End Date: 18/02/2024

  • Product Manager – Global Trade Compliance

    1 month ago

    Sydney, Australia WiseTech Global Full time

    Are you passionate about tackling complex industry challenges? At our Sydney Head Office, we're home to approximately 30 dynamic teams dedicated to unravelling intricate industry problems. Currently, we're on the lookout for a seasoned expert in Global Trade Regulations to spearhead the development of compliance software for our flagship product, CargoWise....

  • Risk Monitoring, Associate

    1 month ago

    Sydney, Australia State Street Corporation Full time

    Risk Monitoring, Associate **Who we are looking for**: **Why this role is important to us**: The team you will be joining is a part of a global, cross-divisional group under State Street Global Delivery. Our clients are faced with challenges of expanding globally, seeking new sources of growth and innovation, managing an increasing amount of data, facing...

  • Compliance, Global Markets Compliance, Analyst, Sydney

    5 days ago

    Sydney, Australia Goldman Sachs Full time

    Compliance – Global Advisory and Markets – Public Compliance – Analyst, Sydney MORE ABOUT THIS JOB The Goldman Sachs Group is a bank holding company and a leading global investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that...

  • Compliance - Associate

    1 month ago

    Sydney, Australia JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in...

  • Financial Crime Compliance

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Funds Management - Sydney - Permanent / Full Time **25th January, 2023**: Global Financial Institution is currently seeking a Financial Crime Compliance & Privacy Manager. - 2nd line financial crime advisory role. - Assist in design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support...

  • Corporate Compliance Manager

    1 month ago

    Sydney, Australia Cboe Global Markets, Inc. Full time

    Description Position Summary :  The Cboe APAC Corporate Compliance Manager (“APAC Corporate Compliance Manager”) is a new role created to lead the corporate compliance function in the APAC region. The APAC Corporate Compliance Manager will further build a corporate compliance infrastructure in the APAC region by interacting with regional...

  • Compliance, Regulatory Compliance, Associate, Sydney

    1 month ago

    Sydney, Australia Goldman Sachs Full time

    GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...

  • Legal & Compliance Lead Anz - Global Pharmaceutical

    4 weeks ago

    Sydney, Australia Heng & Hurst Full time

    Global, innovative pharmaceutical company with growing ANZ team - Create local compliance architecture & lead the culture of accountability - Influence ANZ leadership & partner with APAC/Global CoE peers Join a highly respected, global pharmaceutical company, taking the lead to establish the ANZ legal and compliance function. If you are someone who has...

  • Client Reporting Associate

    1 month ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management- PermanentA leading global asset manager is seeking a Client Investment Reporting Analyst or Associate to join their global Client Account Services division in Sydney. This is a newly created role and will be responsible for providing clients with custom and standardised reports in relation to their portfolio and on topics including...

  • Quality Assurance

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Other - Sydney - Permanent / Full Time **12th January, 2023**: We are seeking a highly motivated and detail-oriented Quality Assurance and Compliance Officer. In this role, you will be responsible for ensuring that our products and services meet all regulatory requirements and industry standards. Key responsibilities include: - Reviewing and...

  • Product Manager – Global Trade Regulations

    1 month ago

    Sydney, Australia WiseTech Global Full time

    Are you passionate about tackling complex industry challenges? At our Sydney Head Office, we're home to approximately 30 dynamic teams dedicated to unraveling intricate industry problems. Currently, we're on the lookout for a seasoned expert in Global Trade Regulations to spearhead the development of compliance software for our flagship product, CargoWise....

  • Global Payroll Compliance Lead

    4 weeks ago

    Sydney, Australia Canva Full time

    Join the team redefining how the world experiences design. Hello, g'day, mabuhay, kia ora, 你好, hallo, vítejte! Thanks for stopping by. We know job hunting can be a little time consuming and you're probably keen to find out what's on offer, so we'll get straight to the point. Where and how you can work Our flagship office is in Sydney,...

  • Associate, Client Services

    7 days ago

    Sydney, Australia S&P Global Full time

    S&P Global (July 2023) Market Intelligence Client Services Associate Development Program (Sydney) **Role**: Client Services Associate **The Location**: Sydney The S&P Global Market Intelligence Client Services Associate Development Program offers emerging professionals an opportunity to join a rapidly growing company with an exceptional corporate culture....

  • Financial Crime Compliance Manager

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **20th March, 2023**: ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. - 2nd line financial crime advisory role. - Design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support and...

  • Global Cost Control and Compliance Program Manager

    1 month ago

    Sydney, Australia Amazon Corporate Services Pty Ltd - C17 Full time

    Bachelor's degree in BI, finance, engineering, statistics, computer science, mathematics, finance or equivalent quantitative field 5+ years of program or project management experience 5+ years of delivering cross functional projects experience Knowledge of Microsoft Excel (macros, pivots, lookups) at an advanced level Experience implementing repeatable...

  • Regulatory & Compliance Associate

    1 month ago

    North Sydney, Australia Pierre Fabre Group Full time

    Your mission In liaison with the Group Ethics and Compliance Director, develop the Group's Ethics and Compliance program within his/her scope of responsibility:- Develop, initiate, maintain and review local policies, procedures and controls for the general operation of the Group's Ethics and Compliance program. Manage the day-to-day operation of the...

  • Client Investment Reporting

    4 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementPermanentA leading global asset manager is seeking a Client Investment Reporting Analyst or Associate to join their global Client Account Services division in Sydney.  This is a newly created role and will be responsible for providing clients with custom and standardised reports in relation to their portfolio and on topics including...

  • Compliance / Student Liaison Officer, Sydney

    1 month ago

    Sydney, Australia WiseTech Global Full time

    **The Opportunity**: As a Compliance Officer / Student Liaison Officer, you will have a broad range of responsibilities to ensure our students receive the support they require to achieve excellent outcomes, and our business performs effectively and efficiently. **Responsibilities**: - Manage compliance requirements - Maintain student files / records -...

  • Global Investment Banking

    3 weeks ago

    Sydney, Australia JPMorgan Chase & Co. Full time

    Posting Description As an Associate in the Investment Banking coverage team, you will be a key contributor, and on occasion leader, of work streams in the group’s transaction execution, marketing and client coverage initiatives, as well as playing a part in driving the culture, capabilities and overall strategy of the business.  Job...

  • Compliance - Fixed Term Contract - Associate

    1 month ago

    Sydney, Australia JPMorgan Chase Bank, N.A. Full time

    As part of Risk Management and Compliance, you are at the centre of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and...