Compliance Manager

3 months ago

Brisbane, Australia Allianz Partners Full time

**What you do**:
Reporting to the Head of Compliance, the Complaince Manager will play a key role in supporting the effective management of the Compliance Management System within the local Business Unit. The role will also assist the Company to continuously meet its compliance obligations in relation to the relevant aspects of applicable regulations and internal policies, under the supervision of the local Head of Complaince (HoC).

**Key responsibilities include**:
Risk & Compliance:

- Adhere to the risk management and compliance obligations relevant to each position and comply with policies, processes and training requirements.
- Report and escalate risk and compliance related concerns, issues and failures to management.
- Complete required compliance management reviews and questionnaires within approved timeframes
- Identify, document and communicate risk and compliance exposures including fraud and corruption in operational areas or departments
- Support the integration of compliance obligations, risk assessment and the risk management process into business practices
- Actively participate in the management and resolution of risk and compliance related incidents, issues including fraud and corruption risks
- Assist with employee awareness of risk and compliance related issues and require employees to meet training and competency requirements and integrate risk identification and management into employee performance appraisals
- Demonstrate commitment to a safe working environment ensuring all workplace health and safety initiatives are clear to all team members
- Behave as required by the Company’s Policies and Procedures, Code of Conduct and values (connected, responsible, trust, excellent, caring)

Customer/Client Management:

- Ensuring that the expected level of service is always delivered to Clients and their customers and prospects at all times
- Developing and maintaining effective business relationships with key stakeholders across the business
- Develop and maintain effective relationships that may reasonably provide future business opportunities
- Ensure customer complaints and comments are resolved promptly in arrocdance with regulatory guidelines
- Manage the learning outcomes resulting from customer feedback into the team

Reporting:

- Ensure agreed deadlines are adhered to at all times for reporting and implementations and particuliarly regarding regulatory reporting
- Assist in the preparation of product presentations, proposals and reports
- Timely delivery of required reports to various internal stakeholders

**What you bring to this role**:
Experience:

- Senior experience in a Compliance function role of a financial services firm
- Insurance group experience highly desirable
- Comprehensive functional skill and experience in the area of Compliance

Professional Approach:

- High personal integrity
- Proven high level of professionalism, maturity and candour in daily work ethic
- Demonstrated ability to work under high pressure including the ability to achieve outcomes, prioritise work, meet deadlines, and retain personal motivation and tolerance
- Able to work autonomously and with others

Communication:

- Ability to communicate, influence and build effective relationships at all levels of the business
- An intuitive thinker - able to adapt and tailor communications to appropriate audiences

**What we offer**

Our employees play an integral part in our success as a business. We appreciate that each of our employees are unique and have unique needs, ambitions and we enjoy being a part of their journey.

We are there to empower and encourage you with your personal and professional development ensuring that you take control by offering a large variety of courses and targeted development programs. All that in a global environment where international mobility and career progression are encouraged. Caring for your health and wellbeing is key priority for us. This is why we build Work Well programs to providing you with peace of mind and give the flexibility in planning and arranging for a better work-life balance.

55916 | Legal & Compliance | Professional | Non-Executive | Allianz Partners | Full-Time | Permanent

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us.
We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
Join us. Let's care for tomorrow.

**Job Level**:

- Professional

**Location**:

- Brisbane, QLD, AU, 4000**Area of Expertise**:

- Legal & Compliance

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