Consulting - Compliance and Regulatory Professional

1 month ago


Sydney, Australia Allen & Overy Full time

**About Peerpoint**
Peerpoint by Allen & Overy is a global legal consulting platform for lawyers who are seeking a self-directed legal career via a non-traditional route. Consulting with Peerpoint means having the backing of Allen & Overy and, with it, access to the highest quality work, clients, resources and support.**About the role**
We are currently seeking compliance professionals with the below expertise to join Peerpoint. If you are highly skilled and self-driven with technical experience in these areas, then we are keen to hear from you.
- Lawyers and non-lawyers with corporate governance and compliance experience in a corporate, legal or financial services environment
- Sanctions, anti-money laundering and bribery, and corruption matters
- Risk management including regulatory, operational, cyber, data and boardroom
- Regulatory changes in the financial services sector including investigations, advising on regulatory risk and navigating the regulatory landscape (contentious and non-contentious)

**Successful applicants will have**:

- A right to work and reside in Australia
- A minimum of four years' post-qualification experience, ideally within a leading financial institution or multinational corporate
- Strong technical knowledge and experience in a common law jurisdiction is preferred
- Self-starter with a commitment to building a career as a consultant and a drive to achieve at a high level whilst working as a consultant
- Adept at leading or working within complex multi-functional, multi-national project environments
- Excellent communication and interpersonal skills, with the ability to interface at all levels, building strong relationships internally and externally
- Client service-focused, with exemplary client service ethic and commitment
- Strong commercial/business acumen
- Resilient, adaptable, autonomous and highly credible
- Advanced organisational skills and diplomacy

**Why be a Peerpoint consultant?**
A consulting career through Peerpoint is diverse, exciting and immensely rewarding. As a Peerpoint consultant you can have the opportunity to work:

- In-house with one of our clients - one assignment could be stepping into a team to support a project, while another a senior manager role tackling regulatory change. Assignments can range from two to twelve months in duration and are usually worked four days’ per week.
- In the Allen & Overy practice on an ad-hoc basis, supporting teams when needed or joining them for fixed periods to work on a deal.

We only take you on when we see a demand for your particular expertise, making sure there is a good chance we can provide you with work on an on-going basis. We cannot guarantee work but we are every bit as invested in moving your career forward as you are.-
**Flexibility of consulting**
The benefits of legal consulting are wide ranging. You might want more control over your time, to be able to balance professional and personal ambitions such as family responsibilities, a business idea, studies or hobbies. Legal consulting gives you the flexibility to remain in the workforce without putting the rest of life on hold.
- You might want more choice and control over, or variety in, your work. Legal consulting enables informed decision-making about the future direction of your career, offering you the opportunity to work with different clients, sectors, and teams (including within Allen & Overy in some cases). It also offers flexibility and options, including the right to accept or decline potential placements or assignments.**Supporting you and your career development**
When you join our panel, you’ll receive the full support of our dedicated legal consultant management team, but that’s not all. Throughout the period of your assignment, you’ll also have access to a huge suite of A&O resources, including:

- An A&O partner or senior lawyer contact
- A&O professional support lawyers and knowledge resources
- Bespoke Peerpoint support including: individualised coaching, exclusive events designed to meet your training and networking needs, a specialised consultant development programme on transition management, mindset and business planning and specialised CV/marketing document training
- Further training: Our consultants are invited to attend some of A&O’s legal training and also have access to A&O's IT training courses
- Client newsletters and seminars
- Invitations to A&O networks, the A&O mentoring programme and pro bono opportunities

As a Peerpoint legal consultant, you’re never on your own; instead, you’re part of a community of like-minded lawyers who have all chosen the self-directed route, who are keen to share their experiences and learn from one another.



  • North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...


  • North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...


  • Sydney, Australia Goldman Sachs Full time

    GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...


  • Sydney, Australia Goldman Sachs Full time

    GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...

  • Head of Compliance

    1 month ago


    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **05th April, 2024**: **Key Responsibilities** - Key point of contact for regulatory compliance matters (line 2 advice). - Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. - Coordinating with regulatory organisations...

  • Senior Project Manager

    2 months ago


    Sydney, Australia Anton Murray Consulting Full time

    Melbourne, SydneyInvestment BankingContract or TemporaryOur client is a large, diverse financial services firm seeking a Project Manager to join their Melbourne office, working on a high-profile risk & regulatory compliance project- 12 month initial duration. Candidates can be based in Sydney or Melbourne.Scope of Work:Reporting into the Program Director...


  • Sydney, Australia Anton Murray Consulting Full time

    Melbourne, SydneyInvestment BankingContract or TemporaryOur client is a large, diverse financial services firm seeking a Project Manager to join their Melbourne office, working on a high-profile risk & regulatory compliance project- 12 month initial duration. Candidates can be based in Sydney or Melbourne.Scope of Work:Reporting into the Program Director...

  • Compliance Manager

    2 weeks ago


    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Banking - Compliance - Sydney - Permanent / Full Time **02nd February, 2023**: Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team. Main responsibilities are: - Maintaining...

  • Compliance Manager

    1 month ago


    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Stock Broking - Sydney - Permanent / Full Time **08th February, 2024**: **This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.** **Key Responsibilities** -...


  • Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Legal - Other - Sydney - Permanent / Full Time **04th March, 2024**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...


  • Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Legal - Other - Sydney - Permanent / Full Time **20th June, 2023**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Compliance Manager

    2 weeks ago


    Sydney, Australia Compliance & Risk Management Recruitment Full time

    Outstanding company culture - Leadership role with great team environment - Hybrid working model A reputable and privately owned company that specialises in critical assets is looking for a Compliance Manager who is experienced in developing, implementing and maintaining corporate compliance framework; policies & audit & assurance programs. Initially you...


  • Sydney, Australia Public Sector People Full time

    The Co-ordinator Compliance & Regulatory Services is responsible for the day-to-day supervision and coordination of the Compliance and Regulatory Services teams within Council, with a view to achieving Council’s Vision pertaining to regulation, compliance, and excellent customer service outcomes. - This is a permanent role - Joining Strathfield Council -...

  • Compliance Manager

    1 month ago


    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Insurance - Life / Health - Sydney - Contract **08th May, 2023**: **About**: World leading insurance business is currently seeking a Compliance Manager (AVP) to help support the Australian entity. **Your role** - Reporting to the Head Compliance, you will perform a critical role within. - To provide responsive, efficient, practical, commercial,...


  • Sydney, Australia Energy Locals Full time

    **Sydney or Melbourne**: Looking to join a team that’s small enough that your contribution is noticed, valued, and appreciated? Our work and partnerships in the renewable space have seen us recently awarded Finders Green Energy Retailer of the year for the second year in a row. We’ve also recently been named as one of Australia’s best electricity...


  • Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Lawyer - Compliance - Sydney - Permanent / Full Time **03rd February, 2023**: Fast growing Australian Fintech is seeking a Legal & Compliance Manager (Head of Legal & Compliance). **Key Responsibilities** - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...


  • Sydney Central Business District, Australia Robert Half Full time

    Broad regulatory compliance role with excellent exposure. Opportunity to work for a leading international bank. - Regulatory Compliance | Corporate Banking - 30% year on year growth - Top rated global Bank **The Company** If you are passionate about playing a key role in the success of a leading international bank, we want to hear from you. Our client is...


  • Sydney, Australia Bluefin Resources Full time

    **Broad Line 2 Compliance role with a focus on Wealth Management products in a Global Bank**: - **Ample flexibility and support. Hybrid model with 2 days in office and 3 days at home and flexible working arrangements available.**: - **Long term career progression. Up to $140k base + super + bonus.** **Overview**: Global Bank is in search of a dynamic...


  • Sydney, Australia IBM Full time

    Introduction Promontory Financial Group, a business unit of IBM Consulting, is the premier consulting firm for financial services companies worldwide. Promontory Financial Group excels at helping clients resolve critical issues, particularly those with a regulatory dimension. Promontory professionals have unparalleled regulatory experience and insight, and...


  • Sydney, Australia IBM Full time

    **Introduction** Promontory Financial Group, a business unit of IBM Consulting, is the premier consulting firm for financial services companies worldwide. Promontory Financial Group excels at helping clients resolve critical issues, particularly those with a regulatory dimension. Promontory professionals have unparalleled regulatory experience and insight,...