Compliance Officer Trading Markets Sydney Cbd
2 weeks ago
Opportunity to join a fast-moving trading firm and be part of a high-performing compliance team.
Rapid growth in the firm | International presence
$80,000 - $100,000 + Super
Sydney
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The Company
A stable and well-known firm in the trading markets sector, this business continues to grow and expand their international presence. Due to profitable growth in the business, an opportunity has been created for an experienced compliance officer to join the team.
The Role
As the Compliance Officer, reporting into the Head of Compliance, this role will have broad compliance responsibilities covering but not limited to:
- Working on the creation and development of policies and procedures for the compliance framework.
- Supporting on systems and controls development to support compliance.
- Ongoing compliance monitoring and reviews.
- Preparing compliance reporting to senior leadership.
- Business partnering with key stakeholders across the business to uplift compliance culture.
- Ad - hoc duties as required.
**What's In It For You?**
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An opportunity to join a collaborative and high performing compliance team, reporting into an experienced Head Of Compliance.
Opportunities to get involved with regional responsibilities covering Australia and New Zealand, as well as other jurisdictions.
**Your Profile**
- Regulatory compliance experience in the Australian Financial Services sector
- Experience within trading markets (CFD's, Forex, Stockbroking etc) is essential.
- Prior experience working on disputes and/or AFCA complaints would be highly regarded
- Excellent written and verbal communication skills
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