Compliance Manager

3 weeks ago

Sydney, New South Wales, Australia Independent Reserve Full time

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This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector. You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business.

A broad role with growth opportunities in a rapidly expanding industry, some of your key responsibilities will include:

Working with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards, including:

ASIC
MAS
AUSTRAC
ISO27001
Managing the compliance team
Continuing the update of the compliance and risk management frameworks, including: regulatory change, compliance policies, compliance plans, compliance training, and compliance monitoring
Working closely with the Assurance Manager to monitor the control assurance testing program
Compiling bi-monthly risk and compliance updates for the Risk Committee and Board
Conducting compliance assessments and reviewing risk obligations
Conducting risk assessments where new risks arise or where new processes are introduced across the organisation
Business owner of the AMLCTF Risk Assessment
Carrying out periodic reviews of existing risk assessments
Providing ongoing assistance in the delivery of the compliance and risk frameworks
Managing the risk incident and remediation processes
Working with senior leaders and business units to understand business drivers, concerns, future expansion plans and offering support to manage risk
Maintaining multiple policies and registers
Reviewing key policies and procedures where required/supporting staff members drafting policies and procedures
Preparing and lodging regulatory filings
Working with internal/external stakeholders and participate in business meetings as required
Supporting team members with complex issues and sharing best practices
Responding to ad-hoc queries and assisting in project work as required
Working with the Singapore Risk and Compliance team to support their regulatory obligations
Acting as back-up AML Officer when required

About you:

Experience and skills we are looking for:

At least 5 years' experience in financial services/funds/wealth management compliance, regulatory or another control function
Experience interacting directly with regulators highly regarded
Tertiary qualification in a relevant discipline, such as Law, Commerce or Accounting
Understanding of the financial services industry in Australia, knowledge of the relevant regulators (e.g., ASIC, AUSTRAC, OAIC), and current and proposed financial services regulatory and legislative requirements
Strong analytical skills
Excellent verbal and written communication skills and ability to work collaboratively with other business areas
Ability to multitask and prioritiseW

What We Offer

A competitive salary.
Fee-free trading.
A challenging and rewarding role in the dynamic crypto industry.
A winning, fun, hard-working team.
Ongoing learning and support.
Great career development opportunities in a growing company.

This is an in-office role, so please do not apply if you are looking for a hybrid or remote opportunity.Seniority level

Seniority levelNot Applicable

Employment type

Employment typeFull-time

Job function

Job functionOther

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