Regulatory Analyst or Lawyer

1 week ago


Perth, Western Australia Australian Securities & Investments Commission Full time

A future with ASIC means that your work will contribute to ASIC's vision for a fair, strong and efficient financial system for all Australians. We highly value individuals with sharp, analytical minds who are not afraid to challenge the status quo.

  • Actively contribute to regulatory work across multiple areas of the financial services, credit and corporate sectors
  • Multiple permanent positions and all locations considered
  • Enjoy hybrid working options (50/50)
  • Salary range $94,198 - $108,749 commensurate with experience +15.4% super

The Team

ASIC's Regulation and Supervision (R&S) group is responsible for the regulation and supervision of industry sectors (excluding Markets) to promote good market integrity and consumer outcomes. It undertakes proactive surveillance, supervision and monitoring of sector and cross-sector issues as well as considering applications for relief from the law. In addition, the group leads regulatory reform and implementation across all sectors (excluding Markets) and licensing across all sectors.

Depending on your skills and experience positions are available in the following teams:

  • Companies, Registered Liquidators and Small Business
  • Credit, Banking & General Insurance
  • Financial Advisers and Investment Management
  • Licensing
  • Regulatory Reform & Implementation
  • Strategic Surveillance & Data
  • Superannuation & Life Insurance

The Role

As a Regulatory Analyst/Lawyer, your role is to work as part of a team to undertake a range of regulatory and supervisory activities to achieve ASIC's regulatory objectives.

Depending on the team you are placed in, this may include activities such as conducting risk-based surveillances and thematic reviews, engaging with entities that ASIC regulates to achieve regulatory outcomes, undertaking assessments of applications for relief, and/or contributing to regulatory policy and law reform projects.

About You

To be successful in this role, you will ideally have regulatory or sector-related knowledge, with experience gained in a corporate, consulting, government or academic environment. You will have the demonstrated ability to think strategically, assess complex information and make sound judgements. Your analytical skills should make you adept at working with data, legislation, and policy. Additionally, strong written communication and the ability to build relationships with a range of stakeholders are essential.

About ASIC

ASIC's remit is one of the broadest of regulators across the world. ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system. Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.

ASIC is committed to a providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.

We offer a range of employee benefits including:

  • Attractive superannuation
  • Additional leave entitlements
  • 50/50 hybrid work-from home model
  • Assistance for study and professional development

To work with us, you need to be an Australian citizen and be prepared to complete an ASIC Suitability and Baseline Assessment.

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