Risk and Compliance Advisor
3 weeks ago
We are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation. In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures. Key Responsibilities:
- Act as the first point of contact for Advisors, Associate Advisors, and Front Office leaders, assisting in identifying, managing, and mitigating risks across daily operations.
- Oversee second line of defence activities, including ongoing risk and compliance evaluations, to ensure the business properly identifies, evaluates, records, and manages risks while adhering to regulatory obligations.
- Review and challenge business practices, strategies, and procedures to ensure alignment with risk and compliance standards.
- Establish and maintain strong working relationships with key stakeholders to promote a culture of risk awareness and compliance.
- Help the business effectively integrate risk, compliance, and control frameworks into daily processes, ensuring adherence to company policies and regulatory requirements.
- Monitor and review risk registers, compliance plans, and procedures to maintain accurate oversight of incidents, breaches, and regulatory obligations.
- Support governance processes by participating in relevant committees and providing risk and compliance expertise across business units when needed.
We are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation. In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures. Key Responsibilities:
- Act as the first point of contact for Advisors, Associate Advisors, and Front Office leaders, assisting in identifying, managing, and mitigating risks across daily operations.
- Oversee second line of defence activities, including ongoing risk and compliance evaluations, to ensure the business properly identifies, evaluates, records, and manages risks while adhering to regulatory obligations.
- Review and challenge business practices, strategies, and procedures to ensure alignment with risk and compliance standards.
- Establish and maintain strong working relationships with key stakeholders to promote a culture of risk awareness and compliance.
- Help the business effectively integrate risk, compliance, and control frameworks into daily processes, ensuring adherence to company policies and regulatory requirements.
- Monitor and review risk registers, compliance plans, and procedures to maintain accurate oversight of incidents, breaches, and regulatory obligations.
- Support governance processes by participating in relevant committees and providing risk and compliance expertise across business units when needed.
- Previous experience in risk, compliance, within the financial services sector
- Proven track record overseeing advice operations, including monitoring and conducting file reviews,
- Hands-on expertise in risk and compliance management frameworks and processes.
- Ability to manage relationships with key stakeholders effectively.
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Risk And Compliance Advisor
2 weeks ago
Melbourne, Victoria, Australia Sustainability Part timeWe are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation.In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures.Key...
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Risk and Compliance Advisor
1 week ago
Melbourne, Victoria, Australia Sustainability Full timeWe are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation. In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures. Key...
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Risk Manager
4 weeks ago
Melbourne, Victoria, Australia Compliance & Risk Management Recruitment Full time4 days ago Be among the first 25 applicantsCompliance & Risk Management Recruitment provided pay rangeThis range is provided by Compliance & Risk Management Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$120,000.00/yr - A$140,000.00/yrRelocation Role - Risk & Compliance...
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Risk Manager
1 week ago
Melbourne, Victoria, Australia Compliance & Risk Management Recruitment Full time4 days ago Be among the first 25 applicantsCompliance & Risk Management Recruitment provided pay rangeThis range is provided by Compliance & Risk Management Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$120,000.00/yr - A$140,000.00/yrRelocation Role - Risk & Compliance...
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Risk and Compliance Professional
2 weeks ago
Melbourne, Victoria, Australia beBee Careers Full timeAbout the RoleWe are seeking an experienced Risk and Compliance Advisor to collaborate closely with our Advice team in identifying, evaluating, and managing risks. This role requires strong expertise in risk and compliance management frameworks and processes.Key ResponsibilitiesAct as the first point of contact for Advisors, Associate Advisors, and Front...
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Risk and Compliance Specialist
1 week ago
Melbourne, Victoria, Australia beBeeCompliance Full timeJob Title: Risk and Compliance Specialist">We are seeking an experienced Risk and Compliance Specialist to join our Financial Services organization. In this role, you will collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust...
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Risk and Compliance Specialist
2 weeks ago
Melbourne, Victoria, Australia beBeeCompliance Full timeJob Title: Risk and Compliance AdvisorWe are looking for a skilled Risk and Compliance Advisor to join our team. In this role, you will play a key part in implementing and managing our enterprise risk management framework.Implement and manage the enterprise risk management framework.Identify and manage potential risks.Enhance risk awareness and capability...
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Strategic Risk Advisor
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Risk & Compliance Advisor (in-house)
1 day ago
Melbourne, Victoria, Australia FTI Consulting Full timeAbout the RoleFTI Consulting's Risk & Operations (in-house) function is seeking an Risk & Compliance Advisor to support and assist FTI Consulting's operations in Australia and to work alongside the Australian Risk & Operations team to assist in the delivery of risk and compliance initiatives in the region. This position will report to the Managing Director,...
