Global Head Of Compliance Surveillance

2 weeks ago

Sydney, New South Wales, Australia Macquarie Bank Limited Full time
Compliance & Regulatory, Risk Management Join our Global Compliance Leadership team based in Sydney and lead a team responsible for overseeing trade and electronic communication surveillance across all Macquarie businesses and support groups.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape possibilities.
We are a global financial services group operating in 31 markets with 56 years of continuous profitability.
You will be part of a friendly and supportive team where everyone contributes ideas and drives outcomes.
What role will you play? As the Global Head of Compliance Surveillance, you will maintain a strong compliance culture and an effective control framework in a highly regulated environment.
Your focus will be on ensuring the market abuse framework is appropriate and effective globally.
You will develop surveillance scenarios to identify potential misconduct, including market manipulation, market misconduct, and insider trading, within electronic communications or trading activities across our businesses.
You will lead a global team, working closely with Business colleagues, Compliance, Operational Risk, and Financial Crime Risk to ensure infrastructure, processes, controls, and staff align with Macquarie's policies and regulatory expectations.
You will liaise with internal and external stakeholders, including regulators, to ensure compliance with regional and global regulations.
What you offer Experience in a similar role within a global financial institution, with understanding of trading and surveillance in asset management, markets, and investment banking.
Experience leading large, high-performing global teams across multiple jurisdictions.
Excellent stakeholder management skills, with the ability to develop relationships internally and externally.
Familiarity with regional and global regulatory regimes related to Risk Surveillance.
We welcome applications from anyone inspired to build a better future with us.
If you're excited about this role or working at Macquarie, we encourage you to apply.
About the Risk Management Group Our Risk Management Group is an independent, centralised function responsible for review, oversight, monitoring, and reporting of Macquarie's material risks.
We are a global team managing current and future risks, including compliance, credit, financial crime, internal audit, market risk, operational risk, and prudential risk.
Our commitment to diversity, equity, and inclusion We are committed to fostering a diverse, equitable, and inclusive workplace.
We encourage applications from all backgrounds and identities, including race, ethnicity, gender, age, sexual orientation, family status, neurodiversity, religion, disability, and socio-economic backgrounds.
We are happy to discuss how you can feel included and supported during the recruitment process and beyond.
For support during recruitment or working arrangements, please contact us.
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