Head Of Compliance
5 days ago
Mars Recruitment is exclusively partnering with a leading financial services organisation to find a Head of Compliance to join their team.
This is an exciting opportunity for a strategic leader with a strong compliance background to shape and drive compliance initiatives in a dynamic and fast-paced environment.
Key Responsibilities: Develop and implement the company's compliance strategy in line with regulatory requirements and industry best practices.
Provide strategic advice to senior management on compliance-related matters.
Stay updated on financial regulations, ensuring company-wide adherence.
Maintain strong relationships with regulatory bodies to ensure full compliance.
Identify and assess compliance risks, implementing effective mitigation strategies.
Conduct regular compliance audits and risk assessments.
Formulate, review, and update compliance policies and procedures.
Implement robust monitoring and reporting systems for compliance metrics.
Ensure effective incident reporting and resolution of compliance violations.
Develop and oversee compliance training programs to enhance employee awareness.
Drive a culture of continuous improvement, identifying opportunities for enhancement.
Lead investigations into potential compliance breaches.
Review and approve marketing materials, including financial promotions and client communications.
Oversee compliance complaints, ensuring appropriate resolutions.
Ensure adherence to all workplace health and safety legislation.
Lead and manage a team of compliance professionals, fostering a high-performance culture.
Key Requirements: Proven experience in compliance leadership within Global Markets Financial Services .
Strong knowledge of regulatory standards related to CFDs, Forex, and Commodities .
Detailed understanding of financial regulations and compliance frameworks.
Ability to influence and engage with senior stakeholders.
Experience conducting compliance risk assessments and audits.
Excellent communication and leadership skills.
Salary: AU$220000 - AU$250000 per annum + salary package Location: Sydney CBD, Sydney, Australia Job Type: Full-Time Job Ref: BBBH31061_1741745830 Date Posted: Wed, 12 March 2025 #J-18808-Ljbffr
-
Head of Compliance
3 weeks ago
Sydney, New South Wales, Australia The Polyglot Group Pty Ltd Full timeThe CompanyEurop Assistance Australia is part of a global insurance and assistance provider, with over 60 years of experience in helping millions of people worldwide. Our mission is to make customers' lives easier by providing relief during stressful situations and ensuring convenience and safety in their everyday lives. We aim to be the most reliable care...
-
Head of Compliance
2 days ago
Sydney, New South Wales, Australia Virtus Health Full timeJob Title: Head of ComplianceAbout Us:Virtus Health is a global provider of assisted reproductive services, committed to delivering exceptional patient care through clinical and scientific leadership.About the Role:The Head of Compliance will be responsible for ensuring compliance with relevant laws, regulations, and industry standards, including...
-
Head Of Compliance Anz
1 week ago
Sydney, New South Wales, Australia Macquarie Bank Limited Full timeHead of Compliance ANZ | Risk Management Group Macquarie's ANZ Compliance team maintain a comprehensive Compliance Framework to enable our businesses to discharge their regulatory and compliance obligations.Compliance also maintains the Conduct Risk Framework and supports Macquarie-wide surveillance.At Macquarie, our advantage is bringing together diverse...
-
Head of IT Security and Compliance
1 day ago
Sydney, New South Wales, Australia NXTGIG Full timeWe are looking for a highly skilled Head of IT Security and Compliance to join our team. As the head of IT security and compliance, you will be responsible for developing and implementing security policies and protocols, leading a team of security professionals, and ensuring compliance with industry regulations.Key Responsibilities:Develop and Implement...
-
Head Of Compliance, Australia
2 weeks ago
Sydney, New South Wales, Australia AXA Full timeHead of Compliance, Australia Sydney, Australia – Hybrid Permanent At AXA IM, our purpose, to act for human progress by investing for what matters, is central to every action we take as a business.As a responsible asset manager, we actively invest for the long-term to help our clients, our people, and the world to prosper.As a future Head of Compliance,...
-
Head of Governance and Compliance
2 days ago
Sydney, New South Wales, Australia CS Recruitment Full timeAbout the RoleWe are seeking a highly skilled and experienced Head of Governance and Compliance to join our Corporate Services team in the Sydney office.This is a critical role that involves providing expert guidance on all aspects of corporate governance and compliance.The successful candidate will be responsible for developing and implementing policies,...
-
Head of Compliance, Australia
1 day ago
Sydney, New South Wales, Australia AXA Full timeHead of Compliance, AustraliaSydney, Australia – HybridPermanentAt AXA IM, our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people, and the world to prosper.As a future Head of Compliance, you...
-
Head Of Compliance, Australia
6 days ago
Sydney, New South Wales, Australia EFinancialCareers Ltd. Full timeHead of Compliance, AustraliaSydney, Australia - HybridPermanentAt AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business.As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.As a future Head of Compliance, you will...
-
Head of Compliance, Australia
4 weeks ago
Sydney, New South Wales, Australia eFinancialCareers Ltd. Full timeHead of Compliance, AustraliaSydney, Australia - HybridPermanentAt AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.As a future Head of Compliance, you will...
-
Head of Compliance, Australia
2 days ago
Sydney, New South Wales, Australia AXA Full timeHead of Compliance, AustraliaSydney, Australia - HybridPermanentAt AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.As a future Head of Compliance, you will...
-
Head of Regulatory Compliance
2 days ago
Sydney, New South Wales, Australia AXA Full timeAbout the Job">We are seeking an experienced Head of Regulatory Compliance to lead our compliance function in Australia. As a key member of our leadership team, you will be responsible for ensuring that our business operations comply with all relevant laws, regulations, and industry standards.">Key Responsibilities">">Lead the development and implementation...
-
Head of Technology Risk and Compliance
1 day ago
Sydney, New South Wales, Australia eFinancialCareers Ltd. Full timeJob DescriptionThis role will ensure oversight and management of IT risk initiatives, compliance tracking, and ongoing communication with both Line 2 risk team and our Group Tech Risk team. The Head of IT Risk will lead a small team and offer an opportunity to significantly impact our risk management practices within a dynamic, fast-paced environment.
-
Head of Technical Compliance AUSPAC
2 days ago
Sydney, New South Wales, Australia QBE Insurance Group Full timeHead of Technical Compliance AUSPAC page is loadedHead of Technical Compliance AUSPACApply locations AUS - NSW - SydneyTime Type: Full timePosted on: Posted 11 Days AgoJob requisition id: 335273Primary DetailsLocation: SydneyType: Permanent, full timeHybrid role, Happy to talk flexible workingThe opportunityAre you a compliance leader with a strong...
-
Head of Tax Compliance
1 week ago
Sydney, New South Wales, Australia ClearCompany Full timeTime for a change and create your own "footprint" People Focused Financial Planning Group Head of Tax Compliance Role Overview This is a highly supportive and well-established National Wealth Management Group with a strong positive culture. It has interesting and broad Tax Compliance Work, a social/positive work environment, and provides staff with...
-
Head of Technology Compliance
7 hours ago
Sydney, New South Wales, Australia Commonwealth Bank Full timeHead of Technology ComplianceSee yourself in our team:The Technology and Operations (Tech & Ops) Risk and Compliance team is responsible for providing specialist Operational Risk and Compliance (OR&C) advice, assurance and acceptance/approval of decisions made by Line 1 Technology.Do work that matters:The purpose of the role is to lead all aspects of Line 2...
-
Head Of Regulatory Compliance
4 weeks ago
Sydney, New South Wales, Australia HSBC Full timeSome career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity.We bring together the people, ideas and capital that nurture progress and growth,...
-
Head of Technical Compliance AUSPAC
1 week ago
Sydney, New South Wales, Australia QBE Europe Full timePrimary Details Time Type: Full timeWorker Type: EmployeeHead of Technical Compliance Location: Sydney Type: Permanent, full time Hybrid role, Happy to talk flexible working The opportunity Are you a compliance leader with a strong background in insurance and energised by the conduct risk space? This is a senior leadership opportunity to shape...
-
Head Of Financial Crime Compliance
2 weeks ago
Sydney, New South Wales, Australia Keegan Adams Full timeJoin a small team at the Australian branch of a leading global bank, expanding its local presence.Our client is a highly regarded global bank with a strong international reputation and an expanding presence in Australia.Reporting directly to the Head of Legal and Compliance for Australia, this role offers an exciting opportunity to play a key role in...
-
Head of Financial Crime Compliance
1 day ago
Sydney, New South Wales, Australia Keegan Adams Full timeJoin a small team at the Australian branch of a leading global bank, expanding its local presence.Our client is a highly regarded global bank with a strong international reputation and an expanding presence in Australia. Reporting directly to the Head of Legal and Compliance for Australia, this role offers an exciting opportunity to play a key role in...
-
Head of Controls and Compliance Office
6 days ago
Sydney, New South Wales, Australia Commonwealth Bank Full timeAbout the RoleWe are seeking an experienced Head of Controls and Compliance Office to join our team at Commonwealth Bank. The successful candidate will be responsible for leading and building the professional capability of a team of experienced risk professionals, working closely with the Chief Security Officer Leadership team to uplift risk management...