Compliance Manager

2 weeks ago

Sydney, New South Wales, Australia RAMS Full time

How will I help?


As part of the RAMS Operational Risk & Compliance team, the Compliance Manager supports and monitors activities and processes of the RAMS franchise network and the RAMS business to deliver efficient and effective operational risk and compliance outcomes.


As a Compliance Manager you will work towards ensuring that the business operates within a commercial and practical legal and governance framework that provides business growth and a strong compliance culture.


Responsibilities are but not limited to:

  • Supporting and monitoring activities and processes in the RAMS franchise to deliver efficient and effective compliance outcomes; ensuring that the business operates within a commercial and governance framework that provides business growth and a strong compliance culture.
  • Supporting the RAMS franchise network to minimise knowledge gaps around compliance obligations.
  • Conducting onsite and desk top loan file audits to monitor franchise compliance standards. *Interstate travel is a requirement.
  • Identifying and remediating compliance concerns identified in file audits.
  • Identifying reporting and providing support in the management of franchise incidents and compliance breaches in a timely and effective manner.
  • Ensuring accurate recording and analysis of franchise compliance activities and that they comply with the RAMS Risk and Compliance framework.
  • Conducting compliance monitoring of the RAMS contact centre as required.
  • As required, attend various committee meetings to highlight business operational and compliance risks identified.

What's in it for me?


You'll play an important and significant part in the future of a business that has been around for 200 years and be instrumental in achieving our purpose of helping Australians and New Zealanders succeed.

So, we'll back you in the development of your career, with internal career prospects and flexible working. You'll also be backed by a fantastic team of people in a can-do, supportive structure.

What do I need?
You will have a proven track record in conducting compliance audits and preparing compliance reports. Have experience in dealing with lending institutions and mortgage brokers and understanding the mortgage origination process.


This is a great opportunity to work with a fun team in a role that will provide variety and a magnitude of experience and personal development while setting up a compliance framework within a business.


What's it like to work there?


As well as good pay and a great culture, joining the Westpac family means you'll get some of the best banking, wealth and insurance benefits in the market.

We back our employees by helping them work towards industry-recognised qualifications, using online learning, training modules and career planning tools for you to grow with us.

We'll even pay you to do volunteer or community work.

As an equal opportunity employer, we're proud to have created a culture and work environment that values diversity and flexibility - and champions inclusion.


How do I Apply?


Our people are our highest priority and we are committed to placing our redeployees in available roles before we review other applicants.


The health and wellbeing of our employees is our top priority, we've developed clear standards to ensure our people are confident, safe and healthy whether they are working from a Westpac Group site or working from home.

These are based on expert medical advice and Safe Work Australia guidelines.

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