Compliance Senior Manager

1 week ago

Council Of The City Of Sydney, Australia Js Careers Full time

Compliance Senior Manager - Global Fin Tech Compliance & Risk (Banking & Financial Services) JS Careers has been mandated to source an experienced compliance professional for a leading global technology led financial services firm.

This organisation is looking for an ambitious and highly motivated compliance professional to provide overall leadership for the compliance and AML function, to ensure that all global compliance and AML obligations are met.


Key responsibilities:

The ongoing development and delivery of the group AML and compliance framework, covering all obligations across ANZ, Europe and North America.

Maintaining various registers and procedures, management of licence conditions and ensuring ongoing compliance with external regulation, market practices and industry codes.

Resolve compliance & AML/CTF issues as they arise.
Continued implementing of internal systems and controls to improve compliance reporting and visibility.
Ensuring company members remain up to date and compliant through regular training.
Working with stakeholders to ensure there is a proper compliance culture embedded into all areas of the business.
Provide monthly and ad-hoc compliance & operational risk reporting to internal and external boards and committees.

Responsible for the timely provision of information to regulators, including periodic returns and ad-hoc information requested (including in relation to regulatory audits) by regulatory bodies.

Maintain personal/professional development to meet the changing demands of the role, constantly updating your knowledge of market developments and changes to regulatory requirements.

Suitable candidates must possess : 8+ years in a hybrid compliance & AML advisory role; Legal education and/or training is highly preferred; Strong understanding of current and emerging regulatory issues; Organised and self-motivated working style; Proven track record of being able to maintain & implement compliance frameworks, sign off on financial promotions, manage monitoring, breach management, AML screening with strong reporting skills; Strong soft skills, able to work collaboratively with a close-knit team, especially in the role of providing compliance education and training.

Knowledge of the regulatory environment for retail banking and credit products.

Your application will include the following questions: Which of the following statements best describes your right to work in Australia? Report this job advert Don't provide your bank or credit card details when applying for jobs.


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