Rmg - Compliance Manager

1 week ago

Sydney, New South Wales, Australia Macquarie Group Limited Full time

The Conflicts and Transaction Management ("CTM") Team within Compliance is responsible for the management of compliance controls relating to investment banking transactions, information flows, transparency obligations and surveillance across the full transaction life cycle.

We protect Macquarie in its pursuit of diverse business opportunities.

The reporting of Macquarie's substantial shareholdings in compliance with global regulatory requirements sits within the CTM Team. We are looking for a new Manager to take on a leadership role within the Position Reporting team.


Reporting into the Global Head of Position Reporting, the Compliance Manager, will be part of the team that manages the regulatory position reporting and monitoring process for the Group.

You will both monitor for position reporting obligations, compile position reports, respond to data quality alerts and collaborate with business teams to gather relevant information.

The role requires regular interaction with stakeholders across Compliance, Technology and business groups across the entire organization.

Ideally an experienced compliance practitioner, your key responsibilities will include:

  • Managing a team responsible for the position reporting process for Macquarie Group
- providing advice on all relevant position reporting rules, including interpretation of upcoming regulatory changes that might impact our firm
- reviewing related policies and procedures for managing position reporting and monitoring

  • Assist reviewing the design and implementation of a new position reporting system
  • Understanding and executing the regulatory position reporting and monitoring process
- managing relationships with stakeholders across the firm and comfortable liaising with internal and external counsel (where required)
- ensuring all regulatory filings are filed in an accurate and timely manner
- addressing regulatory change affecting position reporting

To succeed in this role you possess:

  • legal or compliance experience gained within an investment bank, in particular position monitoring, supported by relevant tertiary qualifications and a solid understanding of the global regulatory reporting environment
  • Able to advise the business on complex transactions
- working knowledge of regulatory reporting requirements in major global markets
- an understanding of business drivers and a strategic capability to harmonize compliance process with business needs
- skills in relationship management and persuasiveness
- team leadership capability, either direct or project-related

  • Comfortable dealing with large sets of data and understands data flows
  • Able to work with competing priorities and a level headed approach under short delivery timeframes
  • Meticulous attention to detail
- strong organizational and communication skills

  • Flexibility around ambiguous situations

About the Risk Management Group


The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed.

Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.


Our commitment to Diversity, Equity and Inclusion
The diversity of our people is one of our greatest strengths.

An inclusive and equitable environment enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities.

From day one, you'll be encouraged to be yourself and supported to perform at your best.

If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply.

With the right technology, support and resources, our people can work in a range of flexible ways.

About Macquarie:


A career at Macquarie means you'll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it's accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure.

At Macquarie, we're empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 19,200+ employees and offices in 34 markets around the world, we're a truly global organisation.


You'll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued.

You'll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you'll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retai

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