Compliance Associate

1 week ago


Brisbane, Queensland, Australia Anton Murray Consulting Full time
Brisbane- Ancillary Areas- PermanentLeading global commodities trader seeking an experienced Compliance Adviser to support their team in
Brisbane.


Supporting their Compliance and Ethics Programme, an opportunity for an experienced Compliance Advisor has arisen to support their Australia Pacific assets and offices on a full-time basis.


Key Responsibilities
Under the supervision of the Regional Compliance Manager the Compliance Advisor will:

  • Manage day-to-day Know Your Counterparty (KYC) screening requests received from Australia Pacific business units.
  • Manage daytoday Third-Party Due Diligence (TPDD) screening requests received from Australia Pacific business units.
  • Conduct a riskfocused screening assessment on each new counterparty (KYC) and each new third party engagement (TPDD).
  • Identify and investigate risks related to corruption, fraud, conflicts of interest, money laundering, sanctions, market conduction, antitrust.

Mandatory Requirements

  • Formal tertiary or further education qualifications in law, accounting, business, or other areas (or working towards completion in these areas).
  • An eye for risk identification, critical thinking and problem solving.
  • Ability to take initiative and manage time effectively.

Experience Preferred

  • A background in know your customer/counterparty due diligence investigations and understanding of corporate structures is strongly desirable.
  • Experience in a professional organization with strong administration and document management skills.
  • Experience in a compliancedriven administrative position (i.e., AP, antibribery and corruption compliance, legal compliance, HSEC, etc.).

This is a well-paying position with a salary variable based on relevant experience. This is an exceptional opportunity to join a leading global commodities trading firm.

Key Responsibilities
Under the supervision of the Regional Compliance Manager the Compliance Advisor will:

  • Manage day-to-day Know Your Counterparty (KYC) screening requests received from Australia Pacific business units.
  • Manage daytoday Third-Party Due Diligence (TPDD) screening requests received from Australia Pacific business units.
  • Conduct a riskfocused screening assessment on each new counterparty (KYC) and each new third party engagement (TPDD).
  • Identify and investigate risks related to corruption, fraud, conflicts of interest, money laundering, sanctions, market conduction, antitrust.

Mandatory Requirements

  • Formal tertiary or further education qualifications in law, accounting, business, or other areas (or working towards completion in these areas).
  • An eye for risk identification, critical thinking and problem solving.
  • Ability to take initiative and manage time effectively.

Experience Preferred

  • A background in know your customer/counterparty due diligence investigations and understanding of corporate structures is strongly desirable.
  • Experience in a professional organization with strong administration and document management skills.
  • Experience in a compliancedriven administrative position (i.e., AP, antibribery and corruption compliance, legal compliance, HSEC, etc.).
**This is a well-paying position with a salary variable based on relevant experience. This is an exceptional opportunity to join a leading global commodities trading firm.

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