Compliance Manager, Control Room

1 week ago


Sydney, New South Wales, Australia Rabobank Full time

About the job:

Rabobank is the world's leading specialist in food and agribusiness banking.

One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients.

Our commitment to our employees and clients is at the heart of everything we do.

This role is a 9-month contract to cover parental leave, and is responsible for working together with the Head of Specialised Compliance, Executive Manager Specialised Compliance and Control Room team to undertake Control Room monitoring, advisory and training activities. This includes investigations, reporting as well as the implementation and maintenance of key policies, standards and procedures to ensure the effective management of key compliance risks of Market Abuse, Conflicts of Interest and Corruption.

This would be a great opportunity for a Compliance professional either as a Senior Analyst or early Manager level looking to further develop their career in a global banking environment and strengthen their experience in Control Room related compliance activities

Top Role Accountabilities

  • Support the Head of Specialised Compliance with undertaking of relevant Control Room activities
  • Produce monitoring reports to ensure incidents, findings and recommendations are raised appropriately.
  • Conduct investigations relevant to the Control Room, which includes investigation of incidents and breaches
  • Collaborating with the Executive Manager, Specialised Compliance and the Control Room team on the timely, accurate and highquality completion of Control Room activities

To be successful in the role, you will have:

  • Prior experience in a Compliance role within an APRA regulated financial services environment. Audit experienced will also be considered.
  • Bachelor of Commerce/ Economics/ Business/ Laws or relevant industry qualification.
  • Understanding of the Australian and New Zealand Market and Conduct regulatory environment and requirements
  • Strong desire to learn and develop your career within a Banking environment

Our Values, Vision, and Mission
Rabobank Australia fully embraces inclusion and belonging and delivers positive experiences for our people and clients.

Our great working conditions, broad learning and development programmes and the opportunity to work together for the greater good are reasons why our employees love working here.

We are committed to our values; we are client focussed, action oriented, purposeful, and courageous in our work. We are professional and considerate and bring out the best in each other and are committed to keep learning. We have an open culture, where you can be yourself and valued for who you are.

What we're proud to offer you:

Wellbeing leave. These 2 extra leave days support greater work/life balance and is just another way we are helping our employees to lead happier, healthier, and more fulfilling lives.

Education Assistance Program. Rabobank values the development of its people and has a great Education Assistance Program to assist with professional development.

Parental Leave that supports you and your family while giving you the freedom and flexibility to enjoy this special time (Primary carer up-to 14 weeks paid leave)

Bonus and Additional Leave. We realise sometimes 4 weeks Annual Leave isn't enough At Rabobank we provide an incentive for eligible employees to receive 1 extra week Annual Leave and an option to purchase another 2 weeks Annual Leave.

Extra Insurance. Rabobank recognises that employees need to protect their financial wellbeing, in the event of serious illness, injury, or even death. Rabobank provides eligible permanent employees with employer-funded Death, TPD and Income Protection Insurance.

Rabo Workplace Giving program. As part of Rabobank's global Corporate Social Responsibility, Workplace Giving aims to encourage employees to contribute to our community. Rabo Workplace Giving program matches employee donations to selected Social Partners.

_ Rabobank Australia has recently recognised in LinkedIn's Top Companies 2023: The 25 best workplaces to grow your career in Australia. We are in extremely proud of this achievement, as it reflects the investment in our people, their growth and development._

_ Rabobank is committed to a culture where diversity and inclusion is valued, respected and encouraged. We welcome applicants from diverse cultures, faith and sexual orientation._
**_ Applicants must hold valid work rights for this role_

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