Regulatory Compliance Manager

1 week ago

Sydney, New South Wales, Australia Bluefin Resources Full time

Broad Line 2 Compliance role with a focus on Wealth Management products in a Global Bank

:

-
Ample flexibility and support. Hybrid model with 2 days in office and 3 days at home and flexible working arrangements available.

:

-
Long term career progression. Up to $140k base + super + bonus.

Overview

:


Global Bank is in search of a dynamic regulatory compliance professional to provide sound compliance and regulatory advice to the Wealth Management business, with a focus on products such as Separately Managed Accounts (SMA), Superannuation and IDPS.


To be successful for this role, ideally you will have

:

  • Proven compliance experience within Wealth Management, or broader FS experience considered (Wealth Management exposure is important)
  • Understanding of Australian Regulatory landscape in a Wealth Management or Financial Services capacity
  • Legal background beneficial but not mandatory
  • Excellent written and verbal communication skills

Benefits

:

  • Work for a renowned global banking organisation that embraces and values diversity and inclusion
  • Access to some of the best banking benefits in the market
  • Exposure to senior stakeholders you can get the opportunity to engage with senior leaders and Board level with the support of your manager
  • Work in a flexible environment and hybrid model of 2 days in the office per week
  • Flexible working arrangements available to cater to pick ups and drop offs, etc.
  • Long term career progression and ability to shape your career and build your brand

Apply

:

BBBH51916_

  • Manager - Regulatory Compliance

    1 week ago

    Sydney, New South Wales, Australia Nium Fintech Limited Full time

    Manager - Regulatory Compliance ( Sydney - AUS ) As a regulatory compliance senior analyst or manager, you will be working as part of Nium's global, dynamic Compliance team and will be reporting to the Head of Compliance/MLRO (ANZ). The Compliance team is responsible for advising the business on all compliance matters and ensuring the regulatory requirements...

  • Regulatory Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Wise Holdings Full time

    Since 2011, we've had a clear mission: money without borders.Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders.We're just at the beginning of our story and we're growing at an incredible pace.We won't stop until anyone, anywhere can send, spend and receive money wherever they are, whatever...

  • Regulatory Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Wise Full time

    Job DescriptionWe're looking for a Regulatory Compliance Manager to join our growing Compliance Team. Your primary role will be to help manage regulatory risks in Australia and New Zealand (Pacific region), and to contribute to projects strengthening the compliance team's approach to managing these.You'll be primarily responsible for: Maintaining our AFSL,...

  • Regulatory Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Wise Full time

    Company DescriptionSince 2011, we've had a clear mission: money without borders. Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders.We're just at the beginning of our story and we're growing at an incredible pace. We won't stop until anyone, anywhere can send, spend and receive money wherever...

  • Regulatory Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Macquarie Group Limited Full time

    Join our Regulatory Governance team within our Banking and Financial Services Group, as a trusted Regulatory Compliance Manager. Our team provides compliance and regulatory services advice to the Wealth Product business, supporting a range of business stakeholders, including risk and compliance, legal and product to ensure Macquarie's Wealth Product...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Insurance Insurance Life / Health Sydney Contract08th May, 2023:About:World leading insurance business is currently seeking a Compliance Manager (AVP) to help support the Australian entity.Your role Reporting to the Head Compliance, you will perform a critical role within. To provide responsive, efficient, practical, commercial, and highquality compliance...

  • Manager, Regulatory Compliance

    1 week ago

    Sydney, New South Wales, Australia HSBC Full time

    Job descriptionSome career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Stock Broking Sydney Permanent / Full Time08th February, 2024:This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.Key Responsibilities Assist in developing the...

  • Manager - Regulatory Compliance

    1 week ago

    Sydney, New South Wales, Australia NIUM Full time

    Nium, the Leader in Real-Time Global PaymentsAt Nium, we operate at the intersection of an increasingly interconnected world, where the traditional finance industry has been disrupted, and on-demand is in demand. Our payments infrastructure is leading a transformation in payments, enabling anyone, anywhere to make and receive payments instantly, regardless...

  • Manager - Regulatory Compliance

    3 weeks ago

    Sydney, New South Wales, Australia NIUM Full time

    Nium, the Leader in Real-Time Global PaymentsAt Nium, we operate at the intersection of an increasingly interconnected world, where the traditional finance industry has been disrupted, and on-demand is in demand. Our payments infrastructure is leading a transformation in payments, enabling anyone, anywhere to make and receive payments instantly, regardless...

  • Compliance Manager, Regulatory Compliance

    1 week ago

    Sydney, New South Wales, Australia Deutsche Bank Full time

    Details of the Division and Team:Deutsche Bank in Australia includes the following business groups operating in reliance on an Australian banking licence and Australian financial services licenses:Investment Banking (Global Markets, Corporate Finance and Research) Corporate Bank (Trade Finance & Lending, Cash Branch, Trust & Agency Services) DWS Asset...

  • Legal & Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Legal Legal Other Sydney Permanent / Full Time04th March, 2024:A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function.Key Responsibilities Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous improvement. Leading...

  • Regulatory Compliance Manager, Apac

    1 week ago

    Sydney, New South Wales, Australia EFinancialCareers Ltd. Full time

    Regulatory Compliance Manager, APAC (Australia and New Zealand) Regulatory Compliance Manager, APAC (Australia and New Zealand) Stripe Sydney, Australia Regulatory Compliance Manager, APAC (Australia and New Zealand) Stripe Sydney, Australia Posted 1 day ago Permanent Competitive Regulatory Compliance Manager, APAC (Australia and New Zealand) Who we are...

  • Legal & Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Legal Lawyer Compliance Sydney Permanent / Full Time03rd February, 2023:Fast growing Australian Fintech is seeking a Legal & Compliance Manager (Head of Legal & Compliance).Key Responsibilities Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous improvement. Leading reporting...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Banking Compliance Sydney Permanent / Full Time02nd February, 2023:Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team.Main responsibilities are: Maintaining compliance and AFSL...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Insurance Other Sydney Permanent / Full Time22nd June, 2023:This is an exceptional opportunity join a global Financial Institution in a Compliance Manager role. The organisation has 130 offices around the globe. The imprint is small they try to operate more as a mid size organisation.Key Responsibilities Lead in developing the organisations Compliance...

  • Regulatory Compliance Manager, Apac

    1 week ago

    Sydney, New South Wales, Australia Stripe Full time

    Stripe is a financial infrastructure platform for businesses.Millions of companies—from the world's largest enterprises to the most ambitious startups—use Stripe to accept payments, grow their revenue, and accelerate new business opportunities.Our mission is to increase the GDP of the internet, and we have a staggering amount of work ahead.That means you...

  • Regulatory Compliance Manager, APAC

    1 week ago

    Sydney, New South Wales, Australia Stripe Full time

    Who We AreAbout StripeStripe is a financial infrastructure platform for businesses. Millions of companies—from the world's largest enterprises to the most ambitious startups—use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a significant amount of...

  • Regulatory Compliance Associate

    1 week ago

    Sydney, New South Wales, Australia On Q Recruitment Full time

    Full-time permanent position based in Sydney Apply your compliance skills to navigate the evolving regulatory landscape of medicinal cannabis Join a rapidly growing business with a great team culture Our client, a medicinal cannabis distributor, is seeking a Regulatory Compliance Associate to ensure regulatory compliance across their operations. As a...

  • Head of Compliance

    1 week ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Sydney Permanent / Full Time05th April, 2024:Key Responsibilities Key point of contact for regulatory compliance matters (line 2 advice). Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. Coordinating with regulatory organisations (APRA, ASIC, AUSTRAC)....