Wealth Management Operations

Full time Add expected salary to your profile for insights Up Wealth Management was established in 2014 to provide a personalised wealth management experience to people within the ACT, Sydney and NSW South Coast regions. We specialise in providing a service to affluent, high net wealth and high net income individuals and families. We are 100% adviser...

Sydney- Wealth Management- Contract or TemporaryOur client is a leading Wealth Management firm seeking a Manager of Operational Risk for an initial 12 month contractThis role sits within the Australian Wealth Management Operational Risk division in Line 1. The Operational Risk team is an independent function that oversees, monitors, measures and analyses...

Sydney- Wealth Management- PermanentAs the Manager you will be responsible for managing and leading circa 25 support staff (desk assistants and administration staff) and providing operational support to the Sydney business.The ideal background will be someone with around 10 + years experience within wealth management operations, coming from a desk assistant,...

Sydney- Wealth Management- Contract or TemporaryA leading, boutique private wealth advisory business in the heart of Sydney's CBD is seeking a contractor to join their team for an initial 6 months with a view to extend.Day to day requirements will include, however are not limited to; equity settlements, cash and stock reconciliations, processing of IPO's and...

SydneyWealth ManagementContract or TemporaryOur client is a global tier-one Wealth Management firm seeking an experienced KYC Periodic Review Officer to join their Sydney Account Management Team.The ideal candidate will have wealth management / retail broking / Wealth Management client onboarding/ KYC / AML experience and ideally some understanding of UK...

Wealth Manager - SydneyThis firm is a pioneering, independent financial advisory consultancy, unwavering in its dedication to safeguarding the financial futures of its clients. Established by UK-qualified financial advisers, the company distinguishes itself with its vibrant energy and innovative approach, setting it apart in the competitive offshore...

Wealth Manager - Sydney This firm is a pioneering, independent financial advisory consultancy, unwavering in its dedication to safeguarding the financial futures of its clients. Established by UK-qualified financial advisers, the company distinguishes itself with its vibrant energy and innovative approach, setting it apart in the competitive offshore...

Description Ares Wealth Management Solutions (WMS) Australia is looking for a Principal, Sales Manager, the position will play a key role in distributing a range of alternative strategies to the Australian and New Zealand private wealth channels and will work directly with multiple stakeholders across Ares WMS and broader Ares investment teams to drive...

SydneyWealth ManagementPermanentOur client is a leading Australian stockbroker that provides a full brokerage service to individual clients investing in both domestic and international equities, and wealth management services including financial planning, margin lending and managed funds investments.A key function of the Client Services & Dealer Assistant...

SydneyWealth ManagementContract or TemporaryOur client is a global tier-one Wealth Management firm seeking an experienced KYC Maintenance Associate to join either their Sydney or Melbourne Account Management Team on an initial 12-month contract.The ideal candidate will have wealth management / retail equity broking / Wealth Management client onboarding/ KYC...

Position: Wealth Manager Location: Sydney, Australia Employment Type: Full-Time About the Role: My client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia. This role is pivotal in providing tailored financial advice and wealth management solutions to...

We are working with a market leading Wealth Management firm who are seeking driven and motivated Wealth Management individuals to join their growing businesses. The roles will include the following responsibilities:Work with the Advisor to collect and analyse financial and investment information in order to provide sound financial and investment advice to...

Sydney- Wealth Management- PermanentOur client provides a full brokerage service to individual clients investing in both domestic and international equities, and wealth management services including financial planning, margin lending and managed funds investments.Responsibilities: Review and approve change requests for existing accounts where required...

Sydney- Wealth Management- Contract or TemporaryKey responsibilities:Become the Subject Matter Expert of the account opening process and operational functions of the platform Proactively escalate issues to Management, Risk, Compliance, AML, Front Office staff in a timely manner to minimise potential liabilities to the business Answer queries on all aspects...

Australia Compliance Group FunctionsJob Reference #BRCity SydneyJob Type Full TimeYour role Do you have a minimum 3 years of experience in providing compliance or risk advisory services within a private banking or wealth management environment? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes...

Join our Wealth Platform Operations team, an integral part of the wealth management ecosystem that aims to deliver seamless experience for financial advisers, institutions and customers who are looking to invest for a better future.At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial...

Compliance Manager, Wealth (9 month fixed term) Compliance Manager, Wealth (9 month fixed term) Bendigo and Adelaide Bank Sydney, Australia Compliance Manager, Wealth (9 month fixed term) Bendigo and Adelaide Bank Sydney, Australia Posted 2 days ago Permanent Competitive Compliance Manager, Wealth (9 month fixed term) As Compliance Manager, Wealth and...

Sydney- Wealth Management- PermanentA Tier 1 Private Wealth Manager is seeking a Dealers Assistant to join their team and require Fluent Cantonese language skills.Our client provides a full brokerage service to individual clients investing in both domestic and international equities, and wealth management services including financial planning, margin lending...

Min Experience- 2 yearsYour team A part of the client facing Advisory team including the Front Office Support team, Investment Advisers and Associates. Working as part of the broader organisation of employees including:Support roles including Office Manager, Front of House and Reception, Executive Assistant. Operations team. Specialists within the...

Sydney- Wealth Management- Contract or TemporaryResponsibilities:Conduct proper due diligence in opening of new accounts Highlight or flag any high risk accounts to AML/Compliance and Business manager for further review and discussion; conduct Enhanced Due Diligence where necessary Review and approve the opening of sub accounts Follow up with Sales team on...