Compliance Manager

2 weeks ago

Sydney, New South Wales, Australia ING Full time
Each day, millions of customers in over 40 countries use ING's banking products and apps.

You'll be making a difference to their lives by shaping the way they bank and empowering them to stay a step ahead in life and business.


We are on the hunt for an experienced
Compliance Manager - Monitoring & Assurance, where you'll be responsible for assessing the effective implementation of compliance standards to meet local regulatory and global head office obligations.

Your key activities in this role include leading compliance assurance activities, reviewing and challenging control testing outcomes, undertaking independent testing and ensuring we meet our compliance regulatory reporting obligations.

Ready to do your thing?

What are you going to do? You will be

  • Lead and perform second line compliance assurance activities in line with Compliance assurance methodology. This include ensuring each review is appropriately scoped and key risks identified.
  • Providing input to the annual compliance plan, ensuring significant risks across the business are successfully incorporated
  • Performing second line monitoring activities aligned to the Compliance Monitoring Plan in order to assess the design and effectiveness of controls
  • Engaging with business stakeholders to present findings, identify and track improvement actions
  • Supporting key deliverables across the Compliance Monitoring and Assurance team, including providing oversight across Compliance events and issues, developing reporting/insights, and ad hoc projects as required
  • Supporting the Compliance function in proactively developing, managing and maintain a best practice compliance framework, enhancing systems and processes to ensure that ING is compliant by desire and design

What are we looking for? Someone who has

  • Relevant Audit or business expertise within a banking environment. Strong Compliance and Risk Background is essential to be successful in this role.
  • Relevant knowledge and understanding of legal, regulatory and industry code obligations as they relate to a banking institution within Australia.
  • Experience across control testing, performing an assurance review, and assessing compliance with obligations as well as identifying observations for improvement
  • An analytical mindset with the ability to research, interpret and assess compliance with applicable obligations and identify potential issues quickly and coordinate for acceptable outcomes with relevant stakeholders
  • Commercial acumen and judgement, including the ability to evaluate impact and response to emerging risks and changes in prudential requirements
  • Excellent stakeholder engagement and communication skills, building strong rapport, as well as experience with senior management reporting
  • Degree qualified in accounting, commerce, law or a related disciple, with 5+ years' financial services experience within risk management, compliance, assurance and/or
    audit is highly desirable

About Us


At ING, we want to make life simpler and more worthwhile - for everyone who banks with us, for the people who work with us, and the community at large, too.


When you come to work at ING, you're joining a modern and progressive team where individuality isn't just accepted, it's encouraged.

You'll be surrounded by people who are friendly, inclusive and respectful, who want you to reach your potential. It's one of the many reasons we're proud to be an Employer of Choice for Gender Equality.


We give people the freedom to take risks, stay curious and think differently, and seek new and better ways to make things happen.

We're here to help you get ahead.

And with our global network, there's plenty of scope to take your career in new directions, perhaps even ones you've never considered.

Sound like the kind of place you'd feel at home? We'd love to hear from you.

(One last thing, ING operates a direct talent sourcing model. So no agency introductions, please.)

**Applications close Monday 3rd April 2023

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