Risk and Compliance Manager

1 week ago

Sydney, New South Wales, Australia Rabobank Full time
Rabobank is the world's leading specialist in food and agribusiness banking.

One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients.

Our commitment to our employees and clients is at the heart of everything we do.

Rabobank has an opening for a Risk and Compliance Manager in Sydney. This role is structured within the First Line Risk & Security Team within Rabobank's COO Domain. You will join a highly engaged team, comprised of Risk and Compliance Managers, Senior Risk Analysts and Risk Analysts.

Your area of focus will be COO's Banking Operations, Middle Office and support teams.

This is a visible role where you will have the opportunity to make an impact working across a breadth of risk and compliance areas.


Top Role Accountabilities:

  • Champion a risk culture and risk and compliance management practices within the division
  • Incorporate and implement the requirements of the Operational Risk Management Framework and Compliance Framework into daytoday business activities within the division
  • Manage and enhance the divisional strategies for effective management of Risk and Compliance
  • Investigate incidents, root cause analysis and ensure corrective actions for the incident management process
  • Work with the Senior Manager COO Risk and Compliance to lead the COO Risk and Compliance team through managing, mentoring and coaching a few Risk Analysts to assist them to effectively fulfil their roles
  • Liaise, coordinate and work with the 2nd line Risk Management functions (including Compliance, BCM and others) and 3rd line Risk Management function (Internal Audit) to implement the Risk Management Framework and Compliance Framework within the COO Division
  • Ensure new initiatives appropriately and adequately address risk, control and compliance matters
  • Complete all reporting requirements in a timely manner
  • Manage stakeholder obligations and ensure that the division is in a position to meet all obligations
  • Lead targeted reviews of specific areas in response to Risk and Compliance Management information or requests from various stakeholders
  • Educate, coach and assist stakeholders within the division in operational risk and compliance management

To be successful in the role, you will have:

  • A minimum of 5 years related experience in controls, operational risk, and compliance
  • Knowledge of causes, influences and drivers of operational risk
  • An understanding of banking and finance operations
  • Experience in managing and evaluating risk
  • An understanding of risk and compliance management within the financial services industry and related regulatory standards (Basel II, Privacy, AML/CTF, and APRA Prudential Standards)
  • Excellent communication skills (written, verbal and interpersonal)
  • Demonstrable experience managing stakeholders and building robust working relationships
  • Ability to mentor and coach team members effectively

What we're proud to offer you:

  • Hybrid work environment
  • 2 Days Wellbeing Leave
  • Education Assistance Program to assist with professional development
  • Parental Leave that supports you and your family while giving you the freedom and flexibility to enjoy this special time (Primary carer upto 14 weeks paid leave)
  • We realise sometimes 4 weeks Annual Leave isn't enough At Rabobank we provide an incentive for eligible employees to receive 1 extra week Annual Leave. With an option to also purchase another 2 weeks Annual Leave
  • Rabobank recognises that employees need to protect their financial wellbeing, in the event of serious illness, injury, or even death. Rabobank provides eligible permanent employees with employerfunded Death, Temporary & Permanent Disability (TPD) and Income Protection Insurance
  • As part of Rabobank's global Corporate Social Responsibility, Workplace Giving aims to encourage employees to contribute to our community. Rabo Workplace Giving program matches employee donations to selected Social Partners
Rabobank is committed to a culture where diversity and inclusion is valued, respected and encouraged. We welcome applicants from diverse cultures, faith and sexual orientation.


If you'd like to discuss how we can make our opportunities more accessible to you, please let a member of the Talent Acquisition team know.

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