Risk & Compliance Officer

2 weeks ago


Sydney, New South Wales, Australia Lander & Rogers Full time
About this role

  • Part-Time 23 days per week
  • Award winning Australian private practice
  • A firm with a strong reputation for having an authentic and inclusive culture

About the Company
Lander & Rogers is a leading independent law firm, with offices in Melbourne, Sydney and Brisbane and global reach.

Our focus is on innovating the client experience and leading change in legal service delivery. We are also committed to supporting our communities through our pro bono work.

About the Role


Reporting to the General Counsel, Risk the Risk and Compliance Officer is responsible for embedding the risk and compliance framework and policies within the firm.


Responsibilities

  • Support practice and business services groups to develop a riskbased internal audit prograM/Framework. Record, collect and report on compliance with our various regulatory obligations.
  • Assist in the development and operation of suitable and efficient processes for assurance, including a technology platform for compliance reporting.
  • Collaborate with practice and business services groups, to respond to reasonable client requests for evidence/assurance of our compliance with our various regulatory obligations.
  • Coordinate a rolling calendar and schedule regular risk meetings with practice and business services groups and followup on noncompliant and outstanding tasks.
  • Assist in developing and formatting risk heat maps.
  • Monitor and maintain the risk register system.
  • Record incidents in the risk register system and monitor until closure.
  • Prepare risk and compliance reports.
  • Provide assistance in compiling information on risk & compliance for reporting to the Board.
  • Assist in maintaining the firm's Business Continuity Plan and collaborate with Technology organise annual business continuity testing.
  • Undertake and participate in other risk and compliance initiatives as required.

About You

  • Successful applicants bring experience in providing administrative support to a risk and compliance, or audit team gained in either private practice or an inhouse role.
  • Adept at keeping up to date with best practice pertaining to audits and compliance.
  • Tertiary qualification (e.g. Certificate IV in Compliance and Risk Management (10131NAT), or a Diploma of Quality Auditing (BSB51615) and/or demonstrated experience in compliance
  • A focus on continuous improvement
  • A highly developed customer service ethic
  • Demonstrate excellent collaboration and teamwork capability to build and maintain productive working relationships with internal stakeholders.
  • Highly organised, able to plan and prioritise work to meet key deliverables.
  • An ability to work through problems and exercise sound judgement on when to escalate.
  • Able to maintain confidentiality of information.
  • A professional, client focused and ethical approach.
  • A resilient nature with the ability to remain calm under pressure.
  • Strong verbal and written communication, interpersonal and problemsolving skills
  • Champion and promote firmwide procurement.
  • Ability to plan and prioritise work to ensure out comes are achieved in a timely manner.

Culture
People choose Landers for our down-to-earth, collaborative and supportive culture. We invest in our people and empower them to bring their best selves to work, both personally and professionally. We promote a diverse and inclusive environment with a strong focus on wellbeing, leadership and development.

Benefits


Lander & Rogers offers a range of benefits to encourage professional development and ongoing learning, connection with colleagues, staying healthy and community involvement.

We value our people and understand the importance of maintaining a healthy, balanced and fulfilled lifestyle, some of our benefits include:


  • Hybrid work:work flexibly between home and the office with the freedom to choose the location that is best for you, your clients, and your team.
-
Additional leave: take a moment to stop, reflect and reenergise each year with up to five weeks of paid annual leave plus an annual wellness day.
-
Home office allowance: deck out your home office with a $250 annual office allowance.
-
Tech discounts: access corporate discounts on DELL computer products to have the latest personal gadgets at your disposal.

How to apply
more information.

Lander & Rogers is an equal opportunity employer that embraces diversity and inclusion.

Job details

Job reference:

  • LR/1778469
    Location:
  • Sydney
    Job type:
  • Part Time
    Job category:
  • Business Services
    Date posted:
  • 04Mar2024

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia AMP Full time

    Compliance ManagerIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...


  • Sydney, New South Wales, Australia AMP Limited Full time

    About the opportunityEnterprise Risk Management (ERM) is accountable for AMP's ERM Framework, risk management capability and the provision of high-quality advice, insight and support to our business partners. In this function, you will be supporting our Superannuation, Platform, and Investment businesses.The role will ensure the co-ordination and timely...


  • Sydney, New South Wales, Australia AMP Full time

    General Manager Risk, Compliance & PolicyIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...


  • Sydney, New South Wales, Australia AMP Full time

    Manager, Risk Governance & ArchitectureIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn...


  • Sydney, New South Wales, Australia AMP Full time

    Job Title: Head of Market Risk Management - Retirement at AMPIf you're based in Australia or New Zealand, chances are you're familiar with AMP. However, just like society evolves, so does AMP. With new leadership and fresh perspectives, we're now a more agile organization.These are thrilling times for us. There's a great opportunity for innovative...


  • Sydney, New South Wales, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...

  • Risk Partner

    2 weeks ago


    Sydney, New South Wales, Australia AMP Full time

    Risk PartnerIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...


  • Sydney, New South Wales, Australia AMP Full time

    Risk & Controls AnalystIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...


  • Sydney, New South Wales, Australia AMP Limited Full time

    The opportunityAMP Bank is a leading branchless digital bank which offers home lending and a full suite of everyday banking products to Australians.Our Customer Service Consultants are an integral part of the AMP Bank team and we are looking for individuals who are passionate about delivering on the AMP purpose of "helping people own tomorrow"Opportunities...


  • Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Analyst Sydney Contract18th August, 2023:Our client is a well-known organisation in the financial markets space. They are looking for a Risk and Compliance Analyst to support the execution of the enterprise compliance framework in relation to a key project.Reporting to the Senior Manager of Enterprise Compliance, responsibilities will...

  • Risk Partner

    2 weeks ago


    Sydney, New South Wales, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...


  • Sydney, New South Wales, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...


  • Sydney, New South Wales, Australia AMP Full time

    Compliance & Risk (Banking & Financial Services) If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could...


  • Sydney, New South Wales, Australia AMP Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...


  • Sydney, New South Wales, Australia AMP Full time

    Compliance & Risk (Banking & Financial Services) If you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could...

  • Privacy Advisor

    2 weeks ago


    Sydney, New South Wales, Australia AMP Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...

  • Compliance Lead

    2 weeks ago


    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Compliance & Risk Management Recruitment This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate. If you are looking for the next step in your career, where you have ownership and can add value, this job will do it.It is a genuine...

  • Audit Manager

    2 weeks ago


    Sydney, New South Wales, Australia AMP Full time

    Audit ManagerIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...


  • Sydney, New South Wales, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...

  • Audit Manager

    2 weeks ago


    Sydney, New South Wales, Australia AMP Limited Full time

    The opportunityInternal Audit teams' purpose in AMP is to provide the Board and Management with objective assurance and advice, and act as a catalyst for optimising governance and risk management.Internal Audit is an independent function within AMP, reporting functionally to the Board Audit Committee. Assurance work and special purpose reviews are undertaken...