Executive Manager Financial Crime and Fraud Audit

2 weeks ago

Sydney, New South Wales, Australia Commonwealth Bank Full time

"At CommBank we are proud to support flexibility, let's discuss what this means for you"
The Commonwealth Bank of Australia (Bank) is Australia's leading provider of integrated financial services.

They are committed to continuously improving governance practices and ensuring that they are aligned with business, stakeholders and customers' needs.

Group Audit and Assurance (GA&A) are the internal audit function for the Group.

Their primary purpose is to provide independent and objective assurance of the effectiveness of the Groups risk management, controls and governance processes.


Evolving customer expectations, competitive threats and pace of change require GA&A to support the business with new insights and risk coverage that puts customers first and to continue to provide insightful assurance to the Board.

As digital technology disrupts and transforms entire industries and ways of working, GA&A is committed to keeping pace and continually reimagining themselves with the latest global best technology and innovation.


Over the last three years GA&A has increasingly embedded digital assurance into audit activities, injecting Artificial Intelligence (AI) into routine control testing and using digital tools to improve the overall experience for employees.


By reducing administrative overhead, GA&A have increased their teams capacity for high value judgement-based activities and expanded their support to include sharing knowledge and tools that create better risk coverage across the Bank for all Three Lines of Assurance.

With global-best digital tools that harness the power of data, analytics and AI, GA&A are delivering smarter, faster and safer outcomes to address current and emerging risks and provide better assurance outcomes for our customers and community.

GA&A was recognised as an ABA100 winner for both Risk Management and Business Innovation in The Australian Business Awards 2023.


See yourself in our team


The Financial Crime & Regulatory Compliance (FCRC) team is responsible for appropriate coverage of key risks across all CBA Business lines, Support Functions and CBA Offshore branches.

This includes coverage of a range of Financial Crime topics (such as AML, Embargo & Sanctions, Anti-Bribery & Corruption), Fraud and Scams, Regulatory Compliance, Data Privacy, Conduct and Legal reviews.


The team adds value to the Group by:

  • Oversee and deliver a professional and highly valued audit service to the business and Group's Audit & Risk Committees
  • Provide objective assurance on risk management to key customers (e.g. Group Executives and their leadership teams) to secure the financial wellbeing of the Bank's customers
  • Identify issues together with risk and commercial insights as part of high quality audit reports, which help customers to make a difference to their business

Do work that matters

  • Developing and executing of the Financial Crime and Regulatory Compliance audit program, manage and lead large and diverse teams and engage with senior stakeholders in Financial Crime function
  • Build and deliver a dynamic, riskbased audit plan and provide input to refresh this at least quarterly, to appropriately capture key and emerging risks
  • Effectively lead, supervise and direct all aspects of the audit from Planning, Fieldwork, Reporting, and through to audit closure
  • Be an agent of change by sharing learnings, support and drive appropriate use of analytics to strengthen and accelerate the audit findings and work closely with senior stakeholders to conclude audit findings and recommendations that can enable pragmatic business change
  • Create and maintain key relationships with the Group Auditor and the GA&A executive and leadership teams, including subsidiary audit teams. Ensure all stakeholders and contributors are consulted on Group reporting and Board and senior stakeholder messaging
  • Build and sustain independent and objective relationships with Line 1, Line 2 risk management, Project Steering Committees and professional services firms ensuring appropriate assurance coverage is provided

We're interested in hearing from people who possess

  • Experience of working in Financial Crime testing functions in a large financial institution or in professional services firms with an extensive understanding of Compliance Risks on how the bank identifies, assesses, manages, monitors and reports on its obligations
  • Experience in, with strong knowledge of key AML/ CTF and AB&C laws, prudential standards, regulations, directives, and regulatory expectations relating to Data Privacy, Conflicts Management, Personal Account Dealing, Information Barriers, Misselling and Conduct & Treating Customers Fairly (TCF) etc., and FCC & Regulatory compliance risks
  • Internationally recognized auditing or professional qualifications (such as ACAMS, ICA, CIA)
  • Ability in building strong customer relationships based on credibility, rapport and trust
  • Proven ability in deriving audit insights

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